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Shaun Patrick Thompson

PEAK FINANCIAL MANAGEMENT INC·WELLESLEY, Massachusetts
Series 65Clean record18 years registeredPEAK FINANCIAL MANAGEMENT INC
93 WORCESTER STREET, WELLESLEY, MA 02481CRD# 5414525Firm CRD# 110559

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Shaun Patrick Thompson · WELLESLEY, MA
Registration
CRD #5414525 · PEAK FINANCIAL MANAGEMENT INC · 18 years registered
Brand Profile
Not yet started
01

Career History

PEAK FINANCIAL MANAGEMENT INC
Nov 2017 – present
THE COLONY GROUP, LLC
Jul 2012 – Aug 2017
BOSTON, MA
MINTZ LEVIN FINANCIAL ADVISORS LLC
Oct 2007 – Aug 2012
BOSTON, MA
02

Registrations & Exams

FINRA examinations passed
Series 65
Registration record
First registered · October 29, 2007
Years registered · 18
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
PEAK FINANCIAL MANAGEMENT INC
CRD 110559 · SEC 801-39737
AUM
$405M
Regulatory assets under management
Employees
9
1,477 client accounts
Services offered by PEAK FINANCIAL MANAGEMENT INC
Per Form ADV
Financial planning
Portfolio management (individuals)
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at PEAK FINANCIAL MANAGEMENT INC →
Introduction

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05

Frequently Asked Questions

What services does Shaun Patrick Thompson offer?
Shaun Patrick Thompson specializes in Financial Planning, Investment Management. Contact their office in WELLESLEY, Massachusetts for a consultation.
What are Shaun Patrick Thompson's credentials?
Shaun Patrick Thompson is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Shaun Patrick Thompson located?
Shaun Patrick Thompson is based in WELLESLEY, Massachusetts, working with PEAK FINANCIAL MANAGEMENT INC. Their office serves clients in the WELLESLEY metropolitan area and surrounding communities.
How does Shaun Patrick Thompson charge for services?
Shaun Patrick Thompson's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is PEAK FINANCIAL MANAGEMENT INC?
PEAK FINANCIAL MANAGEMENT INC has approximately 9 employees and manages $405M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at PEAK FINANCIAL MANAGEMENT INC

Christopher Karl Gaffney
WELLESLEY, MA
Neel Tiku
WELLESLEY, MA
Pran Nath Tiku
WELLESLEY, MA

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