Unclaimed Profile

Christopher Karl Gaffney

PEAK FINANCIAL MANAGEMENT INC·WELLESLEY, Massachusetts

Series 7, Series 9, Series 31, Series 63, Series 65Clean record20 years registeredPEAK FINANCIAL MANAGEMENT INC

93 WORCESTER STREET, WELLESLEY, MA 02481CRD# 2896156Firm CRD# 110559

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Christopher Karl Gaffney · WELLESLEY, MA

Registration

CRD #2896156 · PEAK FINANCIAL MANAGEMENT INC · 20 years registered

Brand Profile

Not yet started

Career History

PEAK FINANCIAL MANAGEMENT INC

Aug 2014 – present

WELLESLEY INVESTMENT PARTNERS, LLC

Apr 2011 – Aug 2014

WELLESLEY, MA

BEAUMONT FINANCIAL PARTNERS LLC

Jun 2006 – Mar 2011

WELLESLEY HILLS, MA

Registrations & Exams

FINRA examinations passed

Series 7

Series 9

Series 31

Series 63

Series 65

Registration record

First registered · June 19, 2006

Years registered · 20

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

PEAK FINANCIAL MANAGEMENT INC

CRD 110559 · SEC 801-39737

AUM

$405M

Regulatory assets under management

Employees

1,477 client accounts

Services offered by PEAK FINANCIAL MANAGEMENT INC

Per Form ADV

Financial planning

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at PEAK FINANCIAL MANAGEMENT INC →

Introduction

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Frequently Asked Questions

What services does Christopher Karl Gaffney offer?

Christopher Karl Gaffney specializes in Financial Planning, Investment Management. Contact their office in WELLESLEY, Massachusetts for a consultation.

What are Christopher Karl Gaffney's credentials?

Christopher Karl Gaffney is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Christopher Karl Gaffney located?

Christopher Karl Gaffney is based in WELLESLEY, Massachusetts, working with PEAK FINANCIAL MANAGEMENT INC. Their office serves clients in the WELLESLEY metropolitan area and surrounding communities.

How does Christopher Karl Gaffney charge for services?

Christopher Karl Gaffney's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is PEAK FINANCIAL MANAGEMENT INC?

PEAK FINANCIAL MANAGEMENT INC has approximately 9 employees and manages $405M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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