Unclaimed Profile

John Whipple Filoon

WESTON FINANCIAL GROUP INC·WELLESLEY, Massachusetts

SIE, Series 6, Series 7, Series 24, Series 51, Series 63, Series 65, Series 66Clean record22 years registeredWESTON FINANCIAL GROUP INC

100 WILLIAM ST, WELLESLEY, MA 02481CRD# 3060781Firm CRD# 110407

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

John Whipple Filoon · WELLESLEY, MA

Registration

CRD #3060781 · WESTON FINANCIAL GROUP INC · 22 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: WESTON FINANCIAL GROUP INC

FIDELITY PERSONAL AND WORKPLACE ADVISORS

Aug 2021 – Oct 2024

SMITHFIELD, RI

PARK AVENUE SECURITIES LLC

Feb 2020 – Jun 2021

NEEDHAM, MA

COLUMBIA MANAGEMENT ADVISORS, INC.

Oct 2003 – Sep 2004

BOSTON, MA

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 24

Series 51

Series 63

Series 65

Series 66

Registration record

First registered · October 21, 2003

Years registered · 22

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

WASHINGTON TRUST ADVISORS, INC.

CRD 110407 · SEC 801-18403

AUM

$1.9B

Regulatory assets under management

Employees

1,414 client accounts

Services offered by WASHINGTON TRUST ADVISORS, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at WASHINGTON TRUST ADVISORS, INC. →

Introduction

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Frequently Asked Questions

What services does John Whipple Filoon offer?

John Whipple Filoon specializes in Financial Planning, Investment Management.

What are John Whipple Filoon's credentials?

John Whipple Filoon is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is John Whipple Filoon located?

John Whipple Filoon is based in WELLESLEY, Massachusetts, last registered with WESTON FINANCIAL GROUP INC.

How does John Whipple Filoon charge for services?

John Whipple Filoon's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is WESTON FINANCIAL GROUP INC?

WESTON FINANCIAL GROUP INC has approximately 19 employees and manages $1.9B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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