AdvisorOS Directory
Claim Profile
Unclaimed Profile
DM

David Jay Morton

KATAMA GP LLC·WELLESLEY, Massachusetts
SIE, Series 7, Series 63, Series 6526 years registeredKATAMA GP LLC
40 WALNUT ST., WELLESLEY, MA 02481CRD# 2238613Firm CRD# 165128

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
David Jay Morton · WELLESLEY, MA
Registration
CRD #2238613 · KATAMA GP LLC · 26 years registered
Brand Profile
Not yet started
01

Career History

OLIVER INVESTMENTS
Feb 2017 – present
IQVESTMENT, LLC
Sep 2012 – Oct 2022
WOBURN, MA
EDGARTOWN ADVISORS LLC
Jul 2011 – Feb 2012
BOSTON, MA
CAPITOL SECURITIES MANAGEMENT, INC.
Sep 2010 – May 2012
GLEN ALLEN, VA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
Jan 2009 – Sep 2010
WELLESLEY, MA
MORTON WEALTH ADVISORS
Mar 2007 – Jan 2018
BOSTON, MA
RAYMOND JAMES FINANCIAL SERVICES
May 2005 – Jan 2009
WELLESLEY, MA
WACHOVIA SECURITIES, LLC
Jul 2000 – Apr 2005
WELLESLEY, MA
02

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 63
Series 65
Registration record
First registered · July 16, 2000
Years registered · 26
03

Disclosure History

2012Customer Dispute·Settled
2003Customer Dispute·Settled

2 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD. Resolutions may have changed since.

Introduction

Speak with David

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if David is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in WELLESLEY?

Browse all registered financial advisors in WELLESLEY, Massachusetts or claim this profile if it's yours.

Browse WELLESLEY AdvisorsAre you this advisor? Claim profile
04

Frequently Asked Questions

What services does David Jay Morton offer?
David Jay Morton is a registered financial advisor in WELLESLEY, Massachusetts. Contact their office for details on services offered.
What are David Jay Morton's credentials?
David Jay Morton is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is David Jay Morton located?
David Jay Morton is based in WELLESLEY, Massachusetts, working with KATAMA GP LLC. Their office serves clients in the WELLESLEY metropolitan area and surrounding communities.
How large is KATAMA GP LLC?
KATAMA GP LLC is a registered investment adviser with the SEC. See their Form ADV for full details.
Not sure what to look for in an advisor?
Try our free Advisor Match Quiz →

Other Advisors at KATAMA GP LLC

Eric Copeland Brown
CONSHOHOCKEN, PA
Mark William Giovanniello
CONSHOHOCKEN, PA
Charles Michael Barrett
CONSHOHOCKEN, PA
Edward Crawley Rorer
CONSHOHOCKEN, PA

More Advisors in WELLESLEY, Massachusetts

William Hamilton Wrean
SACAJAWEA & CO, LLP·WELLESLEY, MA
Jane Virginia King
FAIRFIELD FINANCIAL ADVISORS LTD·WELLESLEY, MA
Gerald Anthony Polcari
GW & WADE, LLC·WELLESLEY, MA
Mark Henry Fiskio
EMPIRICAL ASSET MANAGEMENT, LLC·WELLESLEY, MA
Neil Lawrence Goldberg
GW & WADE, LLC·WELLESLEY, MA
John David Williams
CAPITAL FORMATION GROUP, INC.·WELLESLEY, MA
ChFC

Browse by Specialty

Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Nearby cities in Massachusetts
BOSTON (1000)WALTHAM (91)BRAINTREE (58)SPRINGFIELD (41)NEEDHAM (40)NEWTON (37)CAMBRIDGE (29)WOBURN (26)LEXINGTON (25)HINGHAM (23)
City Guides
BOSTON GuideWALTHAM GuideBRAINTREE GuideSPRINGFIELD GuideNEEDHAM Guide
Research
Advisor Fees in MassachusettsNational Fee Analysis
Request removal of this profile