Unclaimed Profile

Roger William Wade

GW & WADE, LLC·WELLESLEY, Massachusetts

SIE, Series 7, Series 52TO, Series 53, Series 63, Series 99TOClean record32 years registeredGW & WADE, LLC

93 WORCESTER STREET, WELLESLEY, MA 02481CRD# 1326074Firm CRD# 105394

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Roger William Wade · WELLESLEY, MA

Registration

CRD #1326074 · GW & WADE, LLC · 32 years registered

Brand Profile

Not yet started

Career History

FOCUS PARTNERS WEALTH, LLC

Mar 2024 – present

GW & WADE, LLC

Apr 1994 – Mar 2024

WELLESLEY, MA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 52TO

Series 53

Series 63

Series 99TO

Registration record

First registered · April 14, 1994

Years registered · 32

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

GW & WADE, LLC

CRD 105394 · SEC 801-27292

AUM

$8.9B

Regulatory assets under management

Employees

11,861 client accounts

Services offered by GW & WADE, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Market timing services

Charitable organization or education services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at GW & WADE, LLC →

Introduction

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Frequently Asked Questions

What services does Roger William Wade offer?

Roger William Wade specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in WELLESLEY, Massachusetts for a consultation.

What are Roger William Wade's credentials?

Roger William Wade is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Roger William Wade located?

Roger William Wade is based in WELLESLEY, Massachusetts, working with GW & WADE, LLC. Their office serves clients in the WELLESLEY metropolitan area and surrounding communities.

How does Roger William Wade charge for services?

Roger William Wade's firm is compensated through percentage of aum, subscription fees, commissions, other: 12b-1 fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is GW & WADE, LLC?

GW & WADE, LLC has approximately 87 employees and manages $8.9B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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