Unclaimed Profile

Eric Herd Rosenberg

GW & WADE, LLC·WELLESLEY, Massachusetts

SIE, Series 7, Series 66, Series 99TOClean record27 years registeredGW & WADE, LLC

93 WORCESTER STREET, WELLESLEY, MA 02481CRD# 2937604Firm CRD# 105394

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Eric Herd Rosenberg · WELLESLEY, MA

Registration

CRD #2937604 · GW & WADE, LLC · 27 years registered

Brand Profile

Not yet started

Career History

FOCUS PARTNERS WEALTH, LLC

Mar 2024 – present

GW & WADE, LLC

Jun 1999 – Mar 2024

WELLESLEY, MA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 66

Series 99TO

Registration record

First registered · June 6, 1999

Years registered · 27

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

GW & WADE, LLC

CRD 105394 · SEC 801-27292

AUM

$8.9B

Regulatory assets under management

Employees

11,861 client accounts

Services offered by GW & WADE, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Market timing services

Charitable organization or education services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at GW & WADE, LLC →

Introduction

Speak with Eric

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Eric is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in WELLESLEY?

Browse all registered financial advisors in WELLESLEY, Massachusetts or claim this profile if it's yours.

Browse WELLESLEY Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Eric Herd Rosenberg offer?

Eric Herd Rosenberg specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in WELLESLEY, Massachusetts for a consultation.

What are Eric Herd Rosenberg's credentials?

Eric Herd Rosenberg is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Eric Herd Rosenberg located?

Eric Herd Rosenberg is based in WELLESLEY, Massachusetts, working with GW & WADE, LLC. Their office serves clients in the WELLESLEY metropolitan area and surrounding communities.

How does Eric Herd Rosenberg charge for services?

Eric Herd Rosenberg's firm is compensated through percentage of aum, subscription fees, commissions, other: 12b-1 fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is GW & WADE, LLC?

GW & WADE, LLC has approximately 87 employees and manages $8.9B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →