Unclaimed Profile

Robert Dale Peatman

ES CAPITAL ADVISORS LLC·WELLESLEY, Massachusetts

SIE, Series 6, Series 7, Series 26, Series 63, Series 65Clean record10 years registeredES CAPITAL ADVISORS LLC

40 WALNUT STREET, WELLESLEY, MA 02481CRD# 1956227Firm CRD# 157514

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Robert Dale Peatman · WELLESLEY, MA

Registration

CRD #1956227 · ES CAPITAL ADVISORS LLC · 10 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: ES CAPITAL ADVISORS LLC

ARK GLOBAL

Aug 2018 – Mar 2019

WELLESLEY HILLS, MA

BEAUMONT FINANCIAL PARTNERS LLC

Sep 2015 – Mar 2018

NEEDHAM, MA

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 26

Series 63

Series 65

Registration record

First registered · September 8, 2015

Years registered · 10

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

IQVESTMENT, LLC

CRD 157514 · SEC 801-79638

AUM

$2M

Regulatory assets under management

Employees

327 client accounts

Services offered by IQVESTMENT, LLC

Per Form ADV

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

View all advisors at IQVESTMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Robert Dale Peatman offer?

Robert Dale Peatman specializes in Investment Management.

What are Robert Dale Peatman's credentials?

Robert Dale Peatman is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Robert Dale Peatman located?

Robert Dale Peatman is based in WELLESLEY, Massachusetts, last registered with ES CAPITAL ADVISORS LLC.

How does Robert Dale Peatman charge for services?

Robert Dale Peatman's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ES CAPITAL ADVISORS LLC?

ES CAPITAL ADVISORS LLC has approximately 7 employees and manages $2M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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