Unclaimed Profile

James Richard Cott

IQVESTMENT, LLC·WOBURN, Massachusetts

SIE, Series 4, Series 7, Series 7TO, Series 24, Series 55, Series 57TO, Series 63, Series 99TOClean recordIQVESTMENT, LLC

12 GILL ST., WOBURN, MA 01801CRD# 3135420Firm CRD# 157514

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James Richard Cott · WOBURN, MA

Registration

CRD #3135420 · IQVESTMENT, LLC

Brand Profile

Not yet started

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 7

Series 7TO

Series 24

Series 55

Series 57TO

Series 63

Series 99TO

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

IQVESTMENT, LLC

CRD 157514 · SEC 801-79638

AUM

$2M

Regulatory assets under management

Employees

327 client accounts

Services offered by IQVESTMENT, LLC

Per Form ADV

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

View all advisors at IQVESTMENT, LLC →

Introduction

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Frequently Asked Questions

What services does James Richard Cott offer?

James Richard Cott specializes in Investment Management. Contact their office in WOBURN, Massachusetts for a consultation.

What are James Richard Cott's credentials?

James Richard Cott is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is James Richard Cott located?

James Richard Cott is based in WOBURN, Massachusetts, working with IQVESTMENT, LLC. Their office serves clients in the WOBURN metropolitan area and surrounding communities.

How does James Richard Cott charge for services?

James Richard Cott's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is IQVESTMENT, LLC?

IQVESTMENT, LLC has approximately 7 employees and manages $2M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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