Unclaimed Profile

Gene Edward Sinclair

GW & WADE, LLC·WELLESLEY, Massachusetts

SIE, Series 4, Series 7, Series 8, Series 12, Series 24, Series 63, Series 65, Series 66Clean record25 years registeredGW & WADE, LLC

93 WORCESTER STREET, WELLESLEY, MA 02481CRD# 815168Firm CRD# 105394

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Gene Edward Sinclair · WELLESLEY, MA

Registration

CRD #815168 · GW & WADE, LLC · 25 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: GW & WADE, LLC

GW & WADE, LLC

Feb 2013 – Mar 2024

PALO ALTO, CA

A. G. EDWARDS & SONS, INC.

Jun 2006 – Aug 2007

SAN JOSE, CA

WESTERN INTERNATIONAL SECURITIES

Sep 2000 – Feb 2003

PASADENA, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 7

Series 8

Series 12

Series 24

Series 63

Series 65

Series 66

Registration record

First registered · September 20, 2000

Years registered · 25

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

GW & WADE, LLC

CRD 105394 · SEC 801-27292

AUM

$8.9B

Regulatory assets under management

Employees

11,861 client accounts

Services offered by GW & WADE, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Market timing services

Charitable organization or education services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at GW & WADE, LLC →

Introduction

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Frequently Asked Questions

What services does Gene Edward Sinclair offer?

Gene Edward Sinclair specializes in Financial Planning, Investment Management, Wealth Management.

What are Gene Edward Sinclair's credentials?

Gene Edward Sinclair is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Gene Edward Sinclair located?

Gene Edward Sinclair is based in WELLESLEY, Massachusetts, last registered with GW & WADE, LLC.

How does Gene Edward Sinclair charge for services?

Gene Edward Sinclair's firm is compensated through percentage of aum, subscription fees, commissions, other: 12b-1 fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is GW & WADE, LLC?

GW & WADE, LLC has approximately 87 employees and manages $8.9B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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