Unclaimed Profile

Vaughn Charles Bowman

MML INVESTORS SERVICES, LLC·SPRINGFIELD, Massachusetts

SIE, Series 7, Series 10, Series 24, Series 66, Series 79TOClean record17 years registeredMML INVESTORS SERVICES, LLC

1295 STATE STREET, SPRINGFIELD, MA 01111-0001CRD# 4725044Firm CRD# 10409

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Vaughn Charles Bowman · SPRINGFIELD, MA

Registration

CRD #4725044 · MML INVESTORS SERVICES, LLC · 17 years registered

Brand Profile

Not yet started

Career History

MML INVESTORS SERVICES, LLC

Jan 2022 – present

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Apr 2015 – Dec 2021

New York, NY

MORGAN STANLEY

Jun 2009 – Apr 2015

PURCHASE, NY

MORGAN STANLEY & CO. INCORPORATED

Oct 2008 – Jun 2009

PURCHASE, NY

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 10

Series 24

Series 66

Series 79TO

Registration record

First registered · October 22, 2008

Years registered · 17

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

MML INVESTORS SERVICES, LLC

CRD 10409 · SEC 801-44264

AUM

$72.8B

Regulatory assets under management

Employees

7,130

351,645 client accounts

Services offered by MML INVESTORS SERVICES, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at MML INVESTORS SERVICES, LLC →

Introduction

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Frequently Asked Questions

What services does Vaughn Charles Bowman offer?

Vaughn Charles Bowman specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in SPRINGFIELD, Massachusetts for a consultation.

What are Vaughn Charles Bowman's credentials?

Vaughn Charles Bowman is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Vaughn Charles Bowman located?

Vaughn Charles Bowman is based in SPRINGFIELD, Massachusetts, working with MML INVESTORS SERVICES, LLC. Their office serves clients in the SPRINGFIELD metropolitan area and surrounding communities.

How does Vaughn Charles Bowman charge for services?

Vaughn Charles Bowman's firm is compensated through percentage of aum, hourly charges, subscription fees, other: solicitors fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is MML INVESTORS SERVICES, LLC?

MML INVESTORS SERVICES, LLC has approximately 7130 employees and manages $72.8B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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