AdvisorOS Directory
Claim Profile
Unclaimed Profile
AM

Allison O'neill Montgomery

DERBY AND COMPANY INC·NEWTON, Massachusetts
SIE, Series 7, Series 66Clean record26 years registeredDERBY AND COMPANY INC
7 WELLS AVENUE, NEWTON, MA 02459CRD# 4046693Firm CRD# 106924

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Allison O'neill Montgomery · NEWTON, MA
Registration
CRD #4046693 · DERBY AND COMPANY INC · 26 years registered
Brand Profile
Not yet started
01

Career History

MAYFLOWER ADVISORS
Jan 2022 – present
DERBY AND COMPANY INC
Jun 2015 – Dec 2021
NEWTON, MA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Apr 2000 – Jun 2015
BOSTON, MA
02

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 66
Registration record
First registered · April 8, 2000
Years registered · 26
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
DERBY AND COMPANY INC
CRD 106924 · SEC 801-30056
AUM
$691M
Regulatory assets under management
Employees
15
887 client accounts
Services offered by DERBY AND COMPANY INC
Per Form ADV
Financial planning
Portfolio management (individuals)
Pension consulting
Selection of other advisers
Publication of periodicals/newsletters
Client types served by the firm
Per Form ADV
Individuals
Pension & Retirement Plans
High Net Worth Individuals
View all advisors at DERBY AND COMPANY INC →
Introduction

Speak with Allison

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Allison is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in NEWTON?

Browse all registered financial advisors in NEWTON, Massachusetts or claim this profile if it's yours.

Browse NEWTON AdvisorsAre you this advisor? Claim profile
05

Frequently Asked Questions

What services does Allison O'neill Montgomery offer?
Allison O'neill Montgomery specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management. Contact their office in NEWTON, Massachusetts for a consultation.
What are Allison O'neill Montgomery's credentials?
Allison O'neill Montgomery is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Allison O'neill Montgomery located?
Allison O'neill Montgomery is based in NEWTON, Massachusetts, working with DERBY AND COMPANY INC. Their office serves clients in the NEWTON metropolitan area and surrounding communities.
How does Allison O'neill Montgomery charge for services?
Allison O'neill Montgomery's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is DERBY AND COMPANY INC?
DERBY AND COMPANY INC has approximately 15 employees and manages $691M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
Not sure what to look for in an advisor?
Try our free Advisor Match Quiz →

Other Advisors at DERBY AND COMPANY INC

Jonathan Jay Derby
NEWTON, MA
Mark Alan Derby
NEWTON, MA
Rachel Meri Zibrak
NEWTON, MA

More Advisors in NEWTON, Massachusetts

Robert Barry Kaplan
ASCENSUS INVESTMENT ADVISORS, LLC·NEWTON, MA
Timothy John Clift
ADVISER INVESTMENTS LLC·NEWTON, MA
Rajat Lal
SEMANTEON CAPITAL MANAGEMENT, LP·NEWTON, MA
Jay Candelmo
ASCENSUS INVESTMENT ADVISORS, LLC·NEWTON, MA
James Hale Lowell
RWA WEALTH PARTNERS, LLC·NEWTON, MA
Steven David Dombrower
ASCENSUS INVESTMENT ADVISORS, LLC·NEWTON, MA
CFA

Browse by Specialty

Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Nearby cities in Massachusetts
BOSTON (1000)WELLESLEY (105)WALTHAM (91)BRAINTREE (58)SPRINGFIELD (41)NEEDHAM (40)CAMBRIDGE (29)WOBURN (26)LEXINGTON (25)HINGHAM (23)
City Guides
BOSTON GuideWELLESLEY GuideWALTHAM GuideBRAINTREE GuideSPRINGFIELD Guide
Research
Advisor Fees in MassachusettsNational Fee Analysis
Request removal of this profile