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Jonathan Jay Derby

DERBY AND COMPANY INC·NEWTON, Massachusetts
Clean record23 years registeredDERBY AND COMPANY INC
7 WELLS AVENUE, NEWTON, MA 02459CRD# 1542458Firm CRD# 106924

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Jonathan Jay Derby · NEWTON, MA
Registration
CRD #1542458 · DERBY AND COMPANY INC · 23 years registered
Brand Profile
Not yet started
01

Career History

FOCUS PARTNERS WEALTH, LLC
Sep 2022 – present
DERBY AND COMPANY INC
Oct 2002 – Dec 2021
NEWTON, MA
02

Registrations & Exams

Registration record
First registered · October 24, 2002
Years registered · 23
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
DERBY AND COMPANY INC
CRD 106924 · SEC 801-30056
AUM
$691M
Regulatory assets under management
Employees
15
887 client accounts
Services offered by DERBY AND COMPANY INC
Per Form ADV
Financial planning
Portfolio management (individuals)
Pension consulting
Selection of other advisers
Publication of periodicals/newsletters
Client types served by the firm
Per Form ADV
Individuals
Pension & Retirement Plans
High Net Worth Individuals
View all advisors at DERBY AND COMPANY INC →
Introduction

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05

Frequently Asked Questions

What services does Jonathan Jay Derby offer?
Jonathan Jay Derby specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management. Contact their office in NEWTON, Massachusetts for a consultation.
What are Jonathan Jay Derby's credentials?
Jonathan Jay Derby is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Jonathan Jay Derby located?
Jonathan Jay Derby is based in NEWTON, Massachusetts, working with DERBY AND COMPANY INC. Their office serves clients in the NEWTON metropolitan area and surrounding communities.
How does Jonathan Jay Derby charge for services?
Jonathan Jay Derby's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is DERBY AND COMPANY INC?
DERBY AND COMPANY INC has approximately 15 employees and manages $691M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at DERBY AND COMPANY INC

Allison O'neill Montgomery
NEWTON, MA
Mark Alan Derby
NEWTON, MA
Rachel Meri Zibrak
NEWTON, MA

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Research
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