AdvisorOS Directory
Claim Profile
Unclaimed Profile
RK

Robert Barry Kaplan

ASCENSUS INVESTMENT ADVISORS, LLC·NEWTON, Massachusetts
SIE, Series 7, Series 8, Series 14, Series 27, Series 63Clean recordASCENSUS INVESTMENT ADVISORS, LLC
95 WELLS AVENUE, NEWTON, MA 02459CRD# 1286735Firm CRD# 120632

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Robert Barry Kaplan · NEWTON, MA
Registration
CRD #1286735 · ASCENSUS INVESTMENT ADVISORS, LLC
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 8
Series 14
Series 27
Series 63
02

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

03

Firm Overview

Firm
ASCENSUS INVESTMENT ADVISORS, LLC
CRD 120632 · SEC 801-61492
AUM
$9.9B
Regulatory assets under management
Employees
47
10 client accounts
Services offered by ASCENSUS INVESTMENT ADVISORS, LLC
Per Form ADV
Pension consulting
Publication of periodicals/newsletters
Other
Client types served by the firm
Per Form ADV
Pension & Retirement Plans
View all advisors at ASCENSUS INVESTMENT ADVISORS, LLC →
Introduction

Speak with Robert

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Robert is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in NEWTON?

Browse all registered financial advisors in NEWTON, Massachusetts or claim this profile if it's yours.

Browse NEWTON AdvisorsAre you this advisor? Claim profile
04

Frequently Asked Questions

What services does Robert Barry Kaplan offer?
Robert Barry Kaplan specializes in Retirement Planning. Contact their office in NEWTON, Massachusetts for a consultation.
What are Robert Barry Kaplan's credentials?
Robert Barry Kaplan is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Robert Barry Kaplan located?
Robert Barry Kaplan is based in NEWTON, Massachusetts, working with ASCENSUS INVESTMENT ADVISORS, LLC. Their office serves clients in the NEWTON metropolitan area and surrounding communities.
How does Robert Barry Kaplan charge for services?
Robert Barry Kaplan's firm is compensated through percentage of aum, other: percentage of program management fee and percentage of aua. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is ASCENSUS INVESTMENT ADVISORS, LLC?
ASCENSUS INVESTMENT ADVISORS, LLC has approximately 47 employees and manages $9.9B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
Not sure what to look for in an advisor?
Try our free Advisor Match Quiz →

Other Advisors at ASCENSUS INVESTMENT ADVISORS, LLC

Jay Candelmo
NEWTON, MA
Steven David Dombrower
NEWTON, MA
CFA
George Anthony Ducasse
NEWTON, MA
Monica Marie Poirier
NEWTON, MA
Jeffrey Paul Howkins
NEWTON, MA
Kevin Douglas Cox
NEWTON, MA

More Advisors in NEWTON, Massachusetts

Timothy John Clift
ADVISER INVESTMENTS LLC·NEWTON, MA
Rajat Lal
SEMANTEON CAPITAL MANAGEMENT, LP·NEWTON, MA
James Hale Lowell
RWA WEALTH PARTNERS, LLC·NEWTON, MA
Richard Howard Fingerman
FINANCIAL PLANNING SOLUTIONS, LLC·NEWTON, MA
Lyman Hood Jackson
FINANCIAL PLANNING SOLUTIONS, LLC·NEWTON, MA
Allison O'neill Montgomery
DERBY AND COMPANY INC·NEWTON, MA

Browse by Specialty

Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Nearby cities in Massachusetts
BOSTON (1000)WELLESLEY (105)WALTHAM (91)BRAINTREE (58)SPRINGFIELD (41)NEEDHAM (40)CAMBRIDGE (29)WOBURN (26)LEXINGTON (25)HINGHAM (23)
City Guides
BOSTON GuideWELLESLEY GuideWALTHAM GuideBRAINTREE GuideSPRINGFIELD Guide
Research
Advisor Fees in MassachusettsNational Fee Analysis
Request removal of this profile