Unclaimed Profile

Scott Edward Thaxton

CARRTHAXTON FINANCIAL GROUP, LLC·LEXINGTON, Massachusetts

SIE, Series 7, Series 24, Series 63, Series 65Clean record20 years registeredCARRTHAXTON FINANCIAL GROUP, LLC

420 BEDFORD STREET, LEXINGTON, MA 02420CRD# 2657760Firm CRD# 174135

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Scott Edward Thaxton · LEXINGTON, MA

Registration

CRD #2657760 · CARRTHAXTON FINANCIAL GROUP, LLC · 20 years registered

Brand Profile

Not yet started

Career History

CETERA ADVISORS LLC

Nov 2025 – present

CETERA INVESTMENT ADVISERS LLC

Nov 2025 – present

LPL FINANCIAL LLC

Oct 2018 – Nov 2025

WESTFORD, MA

CARRTHAXTON FINANCIAL GROUP

Aug 2015 – Nov 2018

LEXINGTON, MA

LPL FINANCIAL LLC

Mar 2006 – Sep 2016

WESTFORD, MA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 63

Series 65

Registration record

First registered · March 6, 2006

Years registered · 20

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

CARRTHAXTON FINANCIAL GROUP, LLC

CRD 174135 · SEC 801-106513

AUM

$140M

Regulatory assets under management

Employees

384 client accounts

Services offered by CARRTHAXTON FINANCIAL GROUP, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at CARRTHAXTON FINANCIAL GROUP, LLC →

Introduction

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Frequently Asked Questions

What services does Scott Edward Thaxton offer?

Scott Edward Thaxton specializes in Financial Planning, Investment Management. Contact their office in LEXINGTON, Massachusetts for a consultation.

What are Scott Edward Thaxton's credentials?

Scott Edward Thaxton is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Scott Edward Thaxton located?

Scott Edward Thaxton is based in LEXINGTON, Massachusetts, working with CARRTHAXTON FINANCIAL GROUP, LLC. Their office serves clients in the LEXINGTON metropolitan area and surrounding communities.

How does Scott Edward Thaxton charge for services?

Scott Edward Thaxton's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CARRTHAXTON FINANCIAL GROUP, LLC?

CARRTHAXTON FINANCIAL GROUP, LLC has approximately 6 employees and manages $140M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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