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Alan Carter Simpson

SIMPSON ALAN CARTER·LEXINGTON, Massachusetts
Series 3, Series 65Clean record30 years registeredSIMPSON ALAN CARTER
9 GRAPEVINE AVE, LEXINGTON, MA 02421-7934CRD# 2567783Firm CRD# 107499

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Alan Carter Simpson · LEXINGTON, MA
Registration
CRD #2567783 · SIMPSON ALAN CARTER · 30 years registered
Brand Profile
Not yet started
01

Career History

SIMPSON INVESTMENT COUNSEL
Aug 1995 – present
PENSION & WEALTH MANAGEMENT ADVISORS
Nov 2021 – May 2022
Lexington, MA
02

Registrations & Exams

FINRA examinations passed
Series 3
Series 65
Registration record
First registered · August 27, 1995
Years registered · 30
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
SIMPSON ALAN CARTER
CRD 107499 · SEC 801-49770
AUM
$67M
Regulatory assets under management
Employees
1
97 client accounts
Services offered by SIMPSON ALAN CARTER
Per Form ADV
Financial planning
Portfolio management (individuals)
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at SIMPSON ALAN CARTER →
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05

Frequently Asked Questions

What services does Alan Carter Simpson offer?
Alan Carter Simpson specializes in Financial Planning, Investment Management, Fee-Only Advisory. Contact their office in LEXINGTON, Massachusetts for a consultation.
What are Alan Carter Simpson's credentials?
Alan Carter Simpson is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Alan Carter Simpson located?
Alan Carter Simpson is based in LEXINGTON, Massachusetts, working with SIMPSON ALAN CARTER. Their office serves clients in the LEXINGTON metropolitan area and surrounding communities.
How does Alan Carter Simpson charge for services?
Alan Carter Simpson's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is SIMPSON ALAN CARTER?
SIMPSON ALAN CARTER has approximately 1 employees and manages $67M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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