Unclaimed Profile

Colleen Canny

SANTANDER SECURITIES LLC·DORCHESTER, Massachusetts

SIE, Series 7, Series 9, Series 10, Series 66Clean record10 years registeredSANTANDER SECURITIES LLC

2 MORRISSEY BOULEVARD, DORCHESTER, MA 02125CRD# 6533423Firm CRD# 41791

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Colleen Canny · DORCHESTER, MA

Registration

CRD #6533423 · SANTANDER SECURITIES LLC · 10 years registered

Brand Profile

Not yet started

Career History

WELLS FARGO ADVISORS

Nov 2021 – present

WELLS FARGO CLEARING SERVICES, LLC

Nov 2021 – present

SANTANDER SECURITIES

Jan 2019 – Mar 2021

BOSTON, MA

J.P. MORGAN SECURITIES LLC

Nov 2015 – Nov 2018

CHICAGO, IL

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 9

Series 10

Series 66

Registration record

First registered · November 16, 2015

Years registered · 10

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

SANTANDER SECURITIES LLC

CRD 41791 · SEC 801-56796

AUM

$2.1B

Regulatory assets under management

Employees

478

9,813 client accounts

Services offered by SANTANDER SECURITIES LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at SANTANDER SECURITIES LLC →

Introduction

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Frequently Asked Questions

What services does Colleen Canny offer?

Colleen Canny specializes in Financial Planning, Investment Management, Wealth Management, Fee-Only Advisory. Contact their office in DORCHESTER, Massachusetts for a consultation.

What are Colleen Canny's credentials?

Colleen Canny is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Colleen Canny located?

Colleen Canny is based in DORCHESTER, Massachusetts, working with SANTANDER SECURITIES LLC. Their office serves clients in the DORCHESTER metropolitan area and surrounding communities.

How does Colleen Canny charge for services?

Colleen Canny's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SANTANDER SECURITIES LLC?

SANTANDER SECURITIES LLC has approximately 478 employees and manages $2.1B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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