Unclaimed Profile

James Frankel Horrocks

TIMESCALE FINANCIAL, INC.·DANVERS, Massachusetts

SIE, Series 6, Series 7, Series 24, Series 26, Series 6323 years registeredTIMESCALE FINANCIAL, INC.

222 ROSEWOOD DRIVE, DANVERS, MA 01923CRD# 2468549Firm CRD# 186511

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James Frankel Horrocks · DANVERS, MA

Registration

CRD #2468549 · TIMESCALE FINANCIAL, INC. · 23 years registered

Brand Profile

Not yet started

Career History

ONEDIGITAL

Jul 2022 – present

TIMESCALE FINANCIAL, INC.

May 2015 – Dec 2023

DANVERS, MA

NORTHEAST PLANNING ASSOCIATES, INC.

May 2011 – Dec 2014

DANVERS, MA

LPL FINANCIAL LLC

Jun 2003 – Nov 2017

DANVERS, MA

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 24

Series 26

Series 63

Registration record

First registered · June 23, 2003

Years registered · 23

Disclosure History

2001Customer Dispute·Settled

1991Criminal·Final Disposition

2 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

TIMESCALE FINANCIAL, INC.

CRD 186511 · SEC 801-87168

AUM

$717M

Regulatory assets under management

Employees

2,447 client accounts

Services offered by TIMESCALE FINANCIAL, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at TIMESCALE FINANCIAL, INC. →

Introduction

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Frequently Asked Questions

What services does James Frankel Horrocks offer?

James Frankel Horrocks specializes in Financial Planning, Investment Management. Contact their office in DANVERS, Massachusetts for a consultation.

What are James Frankel Horrocks's credentials?

James Frankel Horrocks is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is James Frankel Horrocks located?

James Frankel Horrocks is based in DANVERS, Massachusetts, working with TIMESCALE FINANCIAL, INC.. Their office serves clients in the DANVERS metropolitan area and surrounding communities.

How does James Frankel Horrocks charge for services?

James Frankel Horrocks's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is TIMESCALE FINANCIAL, INC.?

TIMESCALE FINANCIAL, INC. has approximately 20 employees and manages $717M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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