Unclaimed Profile

David Alexander Caruso

COASTAL CAPITAL GROUP, INC.·DANVERS, Massachusetts

SIE, Series 3, Series 7, Series 8, Series 31, Series 63CFPClean record20 years registeredCOASTAL CAPITAL GROUP, INC.

222 ROSEWOOD DRIVE, DANVERS, MA 01923CRD# 719891Firm CRD# 186511

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

David Alexander Caruso · DANVERS, MA

Registration

CRD #719891 · COASTAL CAPITAL GROUP, INC. · 20 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: COASTAL CAPITAL GROUP, INC.

COASTAL CAPITAL GROUP, INC.

May 2015 – Jan 2019

DANVERS, MA

P.L.A.N.

Oct 2009 – Nov 2012

BOSTON, MA

401(K) ADVISORS GROUP

Mar 2008 – May 2010

DANVERS, MA

LPL FINANCIAL LLC

Jan 2006 – Sep 2016

DANVERS, MA

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 7

Series 8

Series 31

Series 63

Registration record

First registered · January 6, 2006

Years registered · 20

Professional designation · CFP

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

TIMESCALE FINANCIAL, INC.

CRD 186511 · SEC 801-87168

AUM

$717M

Regulatory assets under management

Employees

2,447 client accounts

Services offered by TIMESCALE FINANCIAL, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at TIMESCALE FINANCIAL, INC. →

Introduction

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Frequently Asked Questions

What services does David Alexander Caruso offer?

David Alexander Caruso specializes in Financial Planning, Investment Management.

What are David Alexander Caruso's credentials?

David Alexander Caruso holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is David Alexander Caruso located?

David Alexander Caruso is based in DANVERS, Massachusetts, last registered with COASTAL CAPITAL GROUP, INC..

How does David Alexander Caruso charge for services?

David Alexander Caruso's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is COASTAL CAPITAL GROUP, INC.?

COASTAL CAPITAL GROUP, INC. has approximately 20 employees and manages $717M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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