Unclaimed Profile

Richard Edward Prout

STONEHEARTH CAPITAL MANAGEMENT LLC·DANVERS, Massachusetts

Series 1, Series 7, Series 24, Series 63Clean record25 years registeredSTONEHEARTH CAPITAL MANAGEMENT LLC

199 ROSEWOOD DRIVE, DANVERS, MA 01923CRD# 828383Firm CRD# 128866

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Richard Edward Prout · DANVERS, MA

Registration

CRD #828383 · STONEHEARTH CAPITAL MANAGEMENT LLC · 25 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: STONEHEARTH CAPITAL MANAGEMENT LLC

STONEHEARTH CAPITAL MANAGEMENT

Feb 2005 – Dec 2016

DANVERS, MA

COMMONWEALTH FINANCIAL NETWORK

Feb 2001 – Mar 2010

DANVERS, MA

Registrations & Exams

FINRA examinations passed

Series 1

Series 7

Series 24

Series 63

Registration record

First registered · February 18, 2001

Years registered · 25

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

STONEHEARTH CAPITAL MANAGEMENT LLC

CRD 128866 · SEC 801-67868

AUM

$325M

Regulatory assets under management

Employees

1,342 client accounts

Services offered by STONEHEARTH CAPITAL MANAGEMENT LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at STONEHEARTH CAPITAL MANAGEMENT LLC →

Introduction

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Frequently Asked Questions

What services does Richard Edward Prout offer?

Richard Edward Prout specializes in Financial Planning, Investment Management.

What are Richard Edward Prout's credentials?

Richard Edward Prout is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Richard Edward Prout located?

Richard Edward Prout is based in DANVERS, Massachusetts, last registered with STONEHEARTH CAPITAL MANAGEMENT LLC.

How does Richard Edward Prout charge for services?

Richard Edward Prout's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is STONEHEARTH CAPITAL MANAGEMENT LLC?

STONEHEARTH CAPITAL MANAGEMENT LLC has approximately 7 employees and manages $325M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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