Unclaimed Profile

David Charles Morgan

COMPASS CAPITAL CORPORATION·BRAINTREE, Massachusetts

Series 65Clean record17 years registeredCOMPASS CAPITAL CORPORATION

50 BRAINTREE HILL OFFICE PARK, BRAINTREE, MA 02184-8734CRD# 5297240Firm CRD# 112323

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

David Charles Morgan · BRAINTREE, MA

Registration

CRD #5297240 · COMPASS CAPITAL CORPORATION · 17 years registered

Brand Profile

Not yet started

Career History

COMPASS CAPITAL CORPORATION

Mar 2009 – present

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · March 10, 2009

Years registered · 17

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

COMPASS CAPITAL CORPORATION

CRD 112323 · SEC 801-21957

AUM

$591M

Regulatory assets under management

Employees

1,413 client accounts

Services offered by COMPASS CAPITAL CORPORATION

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at COMPASS CAPITAL CORPORATION →

Introduction

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Frequently Asked Questions

What services does David Charles Morgan offer?

David Charles Morgan specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in BRAINTREE, Massachusetts for a consultation.

What are David Charles Morgan's credentials?

David Charles Morgan is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is David Charles Morgan located?

David Charles Morgan is based in BRAINTREE, Massachusetts, working with COMPASS CAPITAL CORPORATION. Their office serves clients in the BRAINTREE metropolitan area and surrounding communities.

How does David Charles Morgan charge for services?

David Charles Morgan's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is COMPASS CAPITAL CORPORATION?

COMPASS CAPITAL CORPORATION has approximately 15 employees and manages $591M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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