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Howard Vincent Redgate

ANDOVER EQUITY ASSOCIATES CORP·ANDOVER, Massachusetts
SIE, Series 1, Series 4, Series 7, Series 12, Series 24, Series 63, Series 6630 years registeredANDOVER EQUITY ASSOCIATES CORP
38 ESSEX STREET, ANDOVER, MA 01810CRD# 372311Firm CRD# 106254

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Howard Vincent Redgate · ANDOVER, MA
Registration
CRD #372311 · ANDOVER EQUITY ASSOCIATES CORP · 30 years registered
Brand Profile
Not yet started
01

Career History

UBS FINANCIAL SERVICES INC.
Dec 2016 – present
ANDOVER EQUITY ASSOCIATES
Jan 2009 – Dec 2016
ANDOVER, MA
ANDOVER EQUITY ASSOCIATES
Jan 1996 – Dec 2008
ANDOVER, MA
02

Registrations & Exams

FINRA examinations passed
SIE
Series 1
Series 4
Series 7
Series 12
Series 24
Series 63
Series 66
Registration record
First registered · January 25, 1996
Years registered · 30
03

Disclosure History

1990Customer Dispute·Denied

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

04

Firm Overview

Firm
ANDOVER EQUITY ASSOCIATES CORP
CRD 106254 · SEC 801-39248
AUM
$147M
Regulatory assets under management
Employees
1
72 client accounts
Services offered by ANDOVER EQUITY ASSOCIATES CORP
Per Form ADV
Portfolio management (individuals)
Selection of other advisers
Client types served by the firm
Per Form ADV
Individuals
View all advisors at ANDOVER EQUITY ASSOCIATES CORP →
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05

Frequently Asked Questions

What services does Howard Vincent Redgate offer?
Howard Vincent Redgate specializes in Investment Management, Wealth Management. Contact their office in ANDOVER, Massachusetts for a consultation.
What are Howard Vincent Redgate's credentials?
Howard Vincent Redgate is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Howard Vincent Redgate located?
Howard Vincent Redgate is based in ANDOVER, Massachusetts, working with ANDOVER EQUITY ASSOCIATES CORP. Their office serves clients in the ANDOVER metropolitan area and surrounding communities.
How does Howard Vincent Redgate charge for services?
Howard Vincent Redgate's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is ANDOVER EQUITY ASSOCIATES CORP?
ANDOVER EQUITY ASSOCIATES CORP has approximately 1 employees and manages $147M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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