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Dianne Brand

THE FINANCIAL ADVISORS, LLC·ANDOVER, Massachusetts
Unclaimed Profile
26 ESSEX STREET, ANDOVER, MA 01810CRD# 6143829Firm CRD# 146680
01

About

Dianne Brand is a registered financial advisor based in ANDOVER, Massachusetts, affiliated with THE FINANCIAL ADVISORS, LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Client Types
Individuals
High Net Worth Individuals
03

Firm Overview

Firm
THE FINANCIAL ADVISORS, LLC
THE FINANCIAL ADVISORS, LLC
AUM
$981M
Regulatory assets under management
Employees
13
Total firm employees
Services
Financial planning
Portfolio management (individuals)
Publication of periodicals/newsletters
Other
04

Background

Compensation
Percentage of AUM
Hourly charges
Subscription fees
Regulatory
SEC/IARD CRD# 6143829
Firm CRD# 146680
No disclosures on file
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Dianne Brand offer?
Dianne Brand specializes in Financial Planning, Investment Management. Contact their office in ANDOVER, Massachusetts for a consultation.
What are Dianne Brand's credentials?
Dianne Brand is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Dianne Brand located?
Dianne Brand is based in ANDOVER, Massachusetts, working with THE FINANCIAL ADVISORS, LLC. Their office serves clients in the ANDOVER metropolitan area and surrounding communities.
How does Dianne Brand charge for services?
Dianne Brand's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is THE FINANCIAL ADVISORS, LLC?
THE FINANCIAL ADVISORS, LLC has approximately 13 employees and manages $981M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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