Unclaimed Profile

Daniel Jay Cotton

PINNACLE PRIVATE WEALTH, LLC·ANDOVER, Massachusetts

SIE, Series 6, Series 7, Series 24, Series 63, Series 6521 years registeredPINNACLE PRIVATE WEALTH, LLC

40 SHATTUCK ROAD, ANDOVER, MA 01810CRD# 2103361Firm CRD# 170315

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Daniel Jay Cotton · ANDOVER, MA

Registration

CRD #2103361 · PINNACLE PRIVATE WEALTH, LLC · 21 years registered

Brand Profile

Not yet started

Career History

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

Sep 2022 – present

PINNACLE PRIVATE WEALTH, LLC

Mar 2014 – Sep 2022

WOBURN, MA

LPL FINANCIAL LLC

Jun 2009 – Oct 2015

WOBURN, MA

BANC OF AMERICA INVESTMENT SERVICES, INC.

Oct 2004 – Nov 2007

BURLINGTON, MA

QUICK & REILLY, INC.

Sep 2004 – Oct 2004

CAMBRIDGE, MA

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 24

Series 63

Series 65

Registration record

First registered · September 3, 2004

Years registered · 21

Disclosure History

2002Customer Dispute·Denied

2002Customer Dispute·Settled

2 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

PINNACLE PRIVATE WEALTH, LLC

CRD 170315 · SEC 801-107018

AUM

$820M

Regulatory assets under management

Employees

1,975 client accounts

Services offered by PINNACLE PRIVATE WEALTH, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at PINNACLE PRIVATE WEALTH, LLC →

Introduction

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Frequently Asked Questions

What services does Daniel Jay Cotton offer?

Daniel Jay Cotton specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in ANDOVER, Massachusetts for a consultation.

What are Daniel Jay Cotton's credentials?

Daniel Jay Cotton is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Daniel Jay Cotton located?

Daniel Jay Cotton is based in ANDOVER, Massachusetts, working with PINNACLE PRIVATE WEALTH, LLC. Their office serves clients in the ANDOVER metropolitan area and surrounding communities.

How does Daniel Jay Cotton charge for services?

Daniel Jay Cotton's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is PINNACLE PRIVATE WEALTH, LLC?

PINNACLE PRIVATE WEALTH, LLC has approximately 17 employees and manages $820M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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