Unclaimed Profile

Robert David Kantor

XML FINANCIAL, LLC·BETHESDA, Maryland

SIE, Series 7, Series 24, Series 63, Series 65, Series 99TOClean record34 years registeredXML FINANCIAL, LLC

6901 ROCKLEDGE DRIVE, BETHESDA, MD 20817CRD# 2117737Firm CRD# 284987

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Robert David Kantor · BETHESDA, MD

Registration

CRD #2117737 · XML FINANCIAL, LLC · 34 years registered

Brand Profile

Not yet started

Career History

XML SECURITIES

Jan 2019 – present

XML FINANCIAL GROUP

Oct 2016 – present

LPL FINANCIAL LLC

Oct 2004 – Oct 2016

ROCKVILLE, MD

MERRILL LYNCH PIERCE FENNER & SMITH INC.

Mar 1992 – Oct 2004

ROCKVILLE, MD

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 63

Series 65

Series 99TO

Registration record

First registered · March 11, 1992

Years registered · 34

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

XML FINANCIAL, LLC

CRD 284987 · SEC 801-108376

AUM

$2.8B

Regulatory assets under management

Employees

5,960 client accounts

Services offered by XML FINANCIAL, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at XML FINANCIAL, LLC →

Introduction

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Frequently Asked Questions

What services does Robert David Kantor offer?

Robert David Kantor specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in BETHESDA, Maryland for a consultation.

What are Robert David Kantor's credentials?

Robert David Kantor is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Robert David Kantor located?

Robert David Kantor is based in BETHESDA, Maryland, working with XML FINANCIAL, LLC. Their office serves clients in the BETHESDA metropolitan area and surrounding communities.

How does Robert David Kantor charge for services?

Robert David Kantor's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is XML FINANCIAL, LLC?

XML FINANCIAL, LLC has approximately 52 employees and manages $2.8B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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