Unclaimed Profile

Mark Dale Samson

XML FINANCIAL, LLC·BETHESDA, Maryland

SIE, Series 7, Series 24, Series 63, Series 66Clean record9 years registeredXML FINANCIAL, LLC

6901 ROCKLEDGE DRIVE, BETHESDA, MD 20817CRD# 1852092Firm CRD# 284987

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Mark Dale Samson · BETHESDA, MD

Registration

CRD #1852092 · XML FINANCIAL, LLC · 9 years registered

Brand Profile

Not yet started

Career History

XML FINANCIAL GROUP

Jul 2022 – present

XML SECURITIES

Jul 2022 – present

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

Sep 2016 – Jul 2022

FORT WASHINGTON, PA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 63

Series 66

Registration record

First registered · September 28, 2016

Years registered · 9

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

XML FINANCIAL, LLC

CRD 284987 · SEC 801-108376

AUM

$2.8B

Regulatory assets under management

Employees

5,960 client accounts

Services offered by XML FINANCIAL, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at XML FINANCIAL, LLC →

Introduction

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Frequently Asked Questions

What services does Mark Dale Samson offer?

Mark Dale Samson specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in BETHESDA, Maryland for a consultation.

What are Mark Dale Samson's credentials?

Mark Dale Samson is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Mark Dale Samson located?

Mark Dale Samson is based in BETHESDA, Maryland, working with XML FINANCIAL, LLC. Their office serves clients in the BETHESDA metropolitan area and surrounding communities.

How does Mark Dale Samson charge for services?

Mark Dale Samson's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is XML FINANCIAL, LLC?

XML FINANCIAL, LLC has approximately 52 employees and manages $2.8B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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