Unclaimed Profile

William Robert Todd

HARBORVIEW ADVISORS, LLC·PORTLAND, Maine

SIE, Series 4, Series 7, Series 31, Series 63, Series 65Clean record24 years registeredHARBORVIEW ADVISORS, LLC

ONE CITY CENTER, PORTLAND, ME 04101CRD# 2293194Firm CRD# 173012

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

William Robert Todd · PORTLAND, ME

Registration

CRD #2293194 · HARBORVIEW ADVISORS, LLC · 24 years registered

Brand Profile

Not yet started

Career History

FARTHER

Jun 2026 – present

WEALTHSHIELD PARTNERS, LLC

Dec 2021 – Jul 2026

Portland, ME

HARBORVIEW ADVISORS

Sep 2014 – Dec 2021

PORTLAND, ME

CANTELLA & CO., INC.

Nov 2004 – Oct 2014

PORTLAND, ME

FIRST ALLIED SECURITIES, INC.

Nov 2002 – Nov 2004

PORTLAND, ME

MORGAN STANLEY

Jun 2002 – Nov 2002

PORTLAND, ME

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 7

Series 31

Series 63

Series 65

Registration record

First registered · June 3, 2002

Years registered · 24

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

HARBORVIEW ADVISORS, LLC

CRD 173012 · SEC 801-80307

AUM

$225M

Regulatory assets under management

Employees

821 client accounts

Services offered by HARBORVIEW ADVISORS, LLC

Per Form ADV

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

View all advisors at HARBORVIEW ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does William Robert Todd offer?

William Robert Todd specializes in Investment Management, Fee-Only Advisory. Contact their office in PORTLAND, Maine for a consultation.

What are William Robert Todd's credentials?

William Robert Todd is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is William Robert Todd located?

William Robert Todd is based in PORTLAND, Maine, working with HARBORVIEW ADVISORS, LLC. Their office serves clients in the PORTLAND metropolitan area and surrounding communities.

How does William Robert Todd charge for services?

William Robert Todd's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is HARBORVIEW ADVISORS, LLC?

HARBORVIEW ADVISORS, LLC has approximately 6 employees and manages $225M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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