Unclaimed Profile

Stephen Daniel Poulos

HEADINVEST, LLC·PORTLAND, Maine

Series 2, Series 7, Series 63, Series 65Clean record15 years registeredHEADINVEST, LLC

7 CUSTOM HOUSE ST, PORTLAND, ME 04101-4194CRD# 2200533Firm CRD# 140518

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Stephen Daniel Poulos · PORTLAND, ME

Registration

CRD #2200533 · HEADINVEST, LLC · 15 years registered

Brand Profile

Not yet started

Career History

GREAT DIAMOND PARTNERS, LLC

May 2025 – present

HEADINVEST

Oct 2010 – May 2025

PORTLAND, ME

Registrations & Exams

FINRA examinations passed

Series 2

Series 7

Series 63

Series 65

Registration record

First registered · October 22, 2010

Years registered · 15

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

HEADINVEST, LLC

CRD 140518 · SEC 801-66773

AUM

$898M

Regulatory assets under management

Employees

1,240 client accounts

Services offered by HEADINVEST, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at HEADINVEST, LLC →

Introduction

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Frequently Asked Questions

What services does Stephen Daniel Poulos offer?

Stephen Daniel Poulos specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in PORTLAND, Maine for a consultation.

What are Stephen Daniel Poulos's credentials?

Stephen Daniel Poulos is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Stephen Daniel Poulos located?

Stephen Daniel Poulos is based in PORTLAND, Maine, working with HEADINVEST, LLC. Their office serves clients in the PORTLAND metropolitan area and surrounding communities.

How does Stephen Daniel Poulos charge for services?

Stephen Daniel Poulos's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is HEADINVEST, LLC?

HEADINVEST, LLC has approximately 16 employees and manages $898M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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