Unclaimed Profile

Carl Givens Gercke

HEADINVEST, LLC·PORTLAND, Maine

Series 7Clean record23 years registeredHEADINVEST, LLC

7 CUSTOM HOUSE ST, PORTLAND, ME 04101-4194CRD# 2186285Firm CRD# 140518

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Carl Givens Gercke · PORTLAND, ME

Registration

CRD #2186285 · HEADINVEST, LLC · 23 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: HEADINVEST, LLC

HEADINVEST

Jun 2006 – Aug 2024

PORTLAND, ME

HEAD AND ASSOCIATES, INC

Dec 2002 – Jun 2006

PORTLAND, ME

Registrations & Exams

FINRA examinations passed

Series 7

Registration record

First registered · December 11, 2002

Years registered · 23

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

HEADINVEST, LLC

CRD 140518 · SEC 801-66773

AUM

$898M

Regulatory assets under management

Employees

1,240 client accounts

Services offered by HEADINVEST, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at HEADINVEST, LLC →

Introduction

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Frequently Asked Questions

What services does Carl Givens Gercke offer?

Carl Givens Gercke specializes in Financial Planning, Investment Management, Wealth Management.

What are Carl Givens Gercke's credentials?

Carl Givens Gercke is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Carl Givens Gercke located?

Carl Givens Gercke is based in PORTLAND, Maine, last registered with HEADINVEST, LLC.

How does Carl Givens Gercke charge for services?

Carl Givens Gercke's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is HEADINVEST, LLC?

HEADINVEST, LLC has approximately 16 employees and manages $898M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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