Unclaimed Profile

Richard Alan Bennett

GOVERNANCE HOLDINGS CO·PORTLAND, Maine

Clean recordGOVERNANCE HOLDINGS CO

56 NORTHPORT DRIVE, PORTLAND, ME 04103CRD# 5194517Firm CRD# 162965

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Richard Alan Bennett · PORTLAND, ME

Registration

CRD #5194517 · GOVERNANCE HOLDINGS CO

Brand Profile

Not yet started

Disclosure history

Clean record · no disclosure events on file

About

Richard Alan Bennett is a registered financial advisor based in PORTLAND, Maine, affiliated with GOVERNANCE HOLDINGS CO. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Financial Education

Client Types

Client type data will be added during profile enrichment.

Introduction

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Firm Overview

Firm

GOVERNANCE HOLDINGS CO

GMI RATINGS

AUM

—

Regulatory assets under management

Employees

Total firm employees

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Services

Market timing services

Educational seminars/workshops

Other

Background

Compensation

Hourly charges

Fixed fees

Subscription fees

Other: SUBSCRIPTION TO ONLINE DATABASE

Regulatory

SEC/IARD CRD# 5194517

Firm CRD# 162965

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Frequently Asked Questions

What services does Richard Alan Bennett offer?

Richard Alan Bennett specializes in Financial Education. Contact their office in PORTLAND, Maine for a consultation.

What are Richard Alan Bennett's credentials?

Richard Alan Bennett is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Richard Alan Bennett located?

Richard Alan Bennett is based in PORTLAND, Maine, working with GOVERNANCE HOLDINGS CO. Their office serves clients in the PORTLAND metropolitan area and surrounding communities.

How does Richard Alan Bennett charge for services?

Richard Alan Bennett's firm is compensated through hourly charges, fixed fees, subscription fees, other: subscription to online database. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is GOVERNANCE HOLDINGS CO?

GOVERNANCE HOLDINGS CO has approximately 50 employees. The firm is registered with the SEC as an investment adviser.

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