Unclaimed Profile

John Peabody Monks Higgins

GOVERNANCE HOLDINGS CO·PORTLAND, Maine

Series 2, Series 7, Series 24, Series 63Clean record21 years registeredGOVERNANCE HOLDINGS CO

56 NORTHPORT DRIVE, PORTLAND, ME 04103CRD# 2201983Firm CRD# 162965

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

John Peabody Monks Higgins · PORTLAND, ME

Registration

CRD #2201983 · GOVERNANCE HOLDINGS CO · 21 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: GOVERNANCE HOLDINGS CO

ATLATNIC FINANCIAL SERVICES OF MAINE, LLC

Jan 2014 – Jul 2016

PORTLAND, ME

RAM INVESTMENT ADVISORS, LLC

Nov 2011 – Nov 2013

CAPE ELIZABETH, ME

RAM TRUST SERVICES INC

Mar 2005 – Dec 2007

PORTLAND, ME

Registrations & Exams

FINRA examinations passed

Series 2

Series 7

Series 24

Series 63

Registration record

First registered · March 11, 2005

Years registered · 21

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

GOVERNANCE HOLDINGS CO

CRD 162965 · SEC 801-76521

Employees

Total firm employees

Services offered by GOVERNANCE HOLDINGS CO

Per Form ADV

Market timing services

Educational seminars/workshops

Other

View all advisors at GOVERNANCE HOLDINGS CO →

Introduction

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Frequently Asked Questions

What services does John Peabody Monks Higgins offer?

John Peabody Monks Higgins specializes in Financial Education.

What are John Peabody Monks Higgins's credentials?

John Peabody Monks Higgins is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is John Peabody Monks Higgins located?

John Peabody Monks Higgins is based in PORTLAND, Maine, last registered with GOVERNANCE HOLDINGS CO.

How does John Peabody Monks Higgins charge for services?

John Peabody Monks Higgins's firm is compensated through hourly charges, fixed fees, subscription fees, other: subscription to online database. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is GOVERNANCE HOLDINGS CO?

GOVERNANCE HOLDINGS CO has approximately 50 employees. The firm is registered with the SEC as an investment adviser.

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