Unclaimed Profile

Richard Miller Nickerson

ALPHA CAPITAL ADVISORS, INC·BANGOR, Maine

SIE, Series 7, Series 66Clean record23 years registeredALPHA CAPITAL ADVISORS, INC

ONE CUMBERLAND PLACE, BANGOR, ME 04401CRD# 3245645Firm CRD# 138825

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Richard Miller Nickerson · BANGOR, ME

Registration

CRD #3245645 · ALPHA CAPITAL ADVISORS, INC · 23 years registered

Brand Profile

Not yet started

Career History

EAGLE FINANCIAL STRATEGIES

Feb 2019 – present

LPL FINANCIAL LLC

Apr 2008 – Feb 2019

BANGOR, ME

KEY INVESTMENT SERVICES LLC

Dec 2006 – Mar 2008

BANGOR, ME

BANGOR SECURITIES, INC.

Jun 2005 – Dec 2006

BANGOR, ME

COMPASS CAPITAL ASSET MANAGEMENT

Sep 2004 – Jun 2005

BANGOR, ME

BANGOR SECURITIES, INC.

Feb 2003 – Sep 2004

PORTLAND, ME

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 66

Registration record

First registered · February 28, 2003

Years registered · 23

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

ALPHA CAPITAL ADVISORS, INC

CRD 138825 · SEC 801-120376

AUM

$117M

Regulatory assets under management

Employees

497 client accounts

Services offered by ALPHA CAPITAL ADVISORS, INC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at ALPHA CAPITAL ADVISORS, INC →

Introduction

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Frequently Asked Questions

What services does Richard Miller Nickerson offer?

Richard Miller Nickerson specializes in Financial Planning, Investment Management. Contact their office in BANGOR, Maine for a consultation.

What are Richard Miller Nickerson's credentials?

Richard Miller Nickerson is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Richard Miller Nickerson located?

Richard Miller Nickerson is based in BANGOR, Maine, working with ALPHA CAPITAL ADVISORS, INC. Their office serves clients in the BANGOR metropolitan area and surrounding communities.

How does Richard Miller Nickerson charge for services?

Richard Miller Nickerson's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ALPHA CAPITAL ADVISORS, INC?

ALPHA CAPITAL ADVISORS, INC has approximately 6 employees and manages $117M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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