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Steven Duval Harrison

ALPHA CAPITAL ADVISORS, INC DBA EAGLE FINANCIAL STRATEGIES·BREWER, Maine
Series 6, Series 7, Series 65, Series 66Clean record23 years registeredALPHA CAPITAL ADVISORS, INC DBA EAGLE FINANCIAL STRATEGIES
12 ACME ROAD, SUITE 203, BREWER, ME 04412CRD# 3150852Firm CRD# 138825

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Steven Duval Harrison · BREWER, ME
Registration
CRD #3150852 · ALPHA CAPITAL ADVISORS, INC DBA EAGLE FINANCIAL STRATEGIES · 23 years registered
Brand Profile
Not yet started
01

Career History

Jul 2015present
Dec 2013Jul 2015
BANGOR, ME
Sep 2008Oct 2013
BANGOR, ME
Mar 2007Oct 2008
BREWER, ME
Mar 2007Mar 2007
BREWER, ME
FBR INVESTMENT MANAGEMENT, INC.
Apr 2005May 2005
ARLINGTON, VA
BANC OF AMERICA INVESTMENT SERVICES, INC.
Mar 2005Mar 2007
OLD TOWN, ME
BANGOR SECURITIES, INC.
Nov 2004Mar 2005
PORTLAND, ME
BANC OF AMERICA INVESTMENT SERVICES, INC.
Oct 2004Nov 2004
BANGOR, ME
QUICK & REILLY, INC.
Aug 2002Oct 2004
BANGOR, ME
02

Registrations & Exams

FINRA examinations passed
Series 6
Series 7
Series 65
Series 66
Registration record
First registered · August 29, 2002
Years registered · 23
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
ALPHA CAPITAL ADVISORS, INC
CRD 138825 · SEC 801-120376
AUM
$117M
Regulatory assets under management
Employees
6
497 client accounts
Services offered by ALPHA CAPITAL ADVISORS, INC
Per Form ADV
Financial planning
Portfolio management (individuals)
Publication of periodicals/newsletters
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
Introduction

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05

Frequently Asked Questions

What services does Steven Duval Harrison offer?
Steven Duval Harrison specializes in Financial Planning, Investment Management. Contact their office in BREWER, Maine for a consultation.
What are Steven Duval Harrison's credentials?
Steven Duval Harrison is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Steven Duval Harrison located?
Steven Duval Harrison is based in BREWER, Maine, working with ALPHA CAPITAL ADVISORS, INC DBA EAGLE FINANCIAL STRATEGIES. Their office serves clients in the BREWER metropolitan area and surrounding communities.
How does Steven Duval Harrison charge for services?
Steven Duval Harrison's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is ALPHA CAPITAL ADVISORS, INC DBA EAGLE FINANCIAL STRATEGIES?
ALPHA CAPITAL ADVISORS, INC DBA EAGLE FINANCIAL STRATEGIES has approximately 6 employees and manages $117M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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