Unclaimed Profile

Jeffrey Matthew Chapman

ALTERITY FINANCIAL GROUP, LLC·BANGOR, Maine

Series 7, Series 63, Series 6519 years registeredALTERITY FINANCIAL GROUP, LLC

21 MAIN STREET, BANGOR, ME 04401CRD# 4118941Firm CRD# 153534

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Jeffrey Matthew Chapman · BANGOR, ME

Registration

CRD #4118941 · ALTERITY FINANCIAL GROUP, LLC · 19 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: ALTERITY FINANCIAL GROUP, LLC

ALTERITY FINANCIAL GROUP, LLC

Jun 2010 – Nov 2022

Tampa, FL

RBC CAPITAL MARKETS CORPORATION

Mar 2007 – Jun 2010

BANGOR, ME

Registrations & Exams

FINRA examinations passed

Series 7

Series 63

Series 65

Registration record

First registered · March 8, 2007

Years registered · 19

Disclosure History

2015Judgment / Lien

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

ALTERITY FINANCIAL GROUP, LLC

CRD 153534 · SEC 801-79430

AUM

$121M

Regulatory assets under management

Employees

462 client accounts

Services offered by ALTERITY FINANCIAL GROUP, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at ALTERITY FINANCIAL GROUP, LLC →

Introduction

Speak with Jeffrey

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Jeffrey is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in BANGOR?

Browse all registered financial advisors in BANGOR, Maine or claim this profile if it's yours.

Browse BANGOR Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Jeffrey Matthew Chapman offer?

Jeffrey Matthew Chapman specializes in Financial Planning, Investment Management, Wealth Management.

What are Jeffrey Matthew Chapman's credentials?

Jeffrey Matthew Chapman is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Jeffrey Matthew Chapman located?

Jeffrey Matthew Chapman is based in BANGOR, Maine, last registered with ALTERITY FINANCIAL GROUP, LLC.

How does Jeffrey Matthew Chapman charge for services?

Jeffrey Matthew Chapman's firm is compensated through percentage of aum, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ALTERITY FINANCIAL GROUP, LLC?

ALTERITY FINANCIAL GROUP, LLC has approximately 7 employees and manages $121M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →