Unclaimed Profile

James Hiroshi Fujinaga

HANCOCK WHITNEY INVESTMENT SERVICES INC.·NEW ORLEANS, Louisiana

SIE, Series 4, Series 7, Series 9, Series 10, Series 12, Series 24, Series 52TO, Series 53, Series 63, Series 65Clean record22 years registeredHANCOCK WHITNEY INVESTMENT SERVICES INC.

701 POYDRAS ST., NEW ORLEANS, LA 70139CRD# 1267377Firm CRD# 40637

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James Hiroshi Fujinaga · NEW ORLEANS, LA

Registration

CRD #1267377 · HANCOCK WHITNEY INVESTMENT SERVICES INC. · 22 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: HANCOCK WHITNEY INVESTMENT SERVICES INC.

CETERA INVESTMENT ADVISERS LLC

Aug 2022 – Jul 2023

NEW ORLEANS, LA

HANCOCK WHITNEY INVESTMENT SERVICES INC.

Sep 2016 – Aug 2022

NEW ORLEANS, LA

INDEPENDENT FINANCIAL PARTNERS

Dec 2015 – Sep 2016

Fremont, CA

LPL FINANCIAL LLC

Sep 2014 – Sep 2016

FREEMONT, CA

BANCWEST INVESTMENT SERVICES, INC. (BWIS) AND BWIS D/B/A FHIS

Dec 2009 – Mar 2014

PASADENA, CA

CHASE INVESTMENT SERVICES CORP.

May 2009 – Dec 2009

PLEASANTON, CA

WAMU INVESTMENTS, INC.

Jan 2004 – May 2009

PLEASANTON, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 7

Series 9

Series 10

Series 12

Series 24

Series 52TO

Series 53

Series 63

Series 65

Registration record

First registered · January 2, 2004

Years registered · 22

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

HANCOCK WHITNEY INVESTMENT SERVICES INC.

CRD 40637 · SEC 801-68420

AUM

$219M

Regulatory assets under management

Employees

1,125 client accounts

Services offered by HANCOCK WHITNEY INVESTMENT SERVICES INC.

Per Form ADV

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

View all advisors at HANCOCK WHITNEY INVESTMENT SERVICES INC. →

Introduction

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Frequently Asked Questions

What services does James Hiroshi Fujinaga offer?

James Hiroshi Fujinaga specializes in Investment Management, Wealth Management, Fee-Only Advisory.

What are James Hiroshi Fujinaga's credentials?

James Hiroshi Fujinaga is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is James Hiroshi Fujinaga located?

James Hiroshi Fujinaga is based in NEW ORLEANS, Louisiana, last registered with HANCOCK WHITNEY INVESTMENT SERVICES INC..

How does James Hiroshi Fujinaga charge for services?

James Hiroshi Fujinaga's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is HANCOCK WHITNEY INVESTMENT SERVICES INC.?

HANCOCK WHITNEY INVESTMENT SERVICES INC. has approximately 45 employees and manages $219M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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