Unclaimed Profile

Stephen Michael Daste

FRANCIS FINANCIAL GROUP, LLC·NEW ORLEANS, Louisiana

SIE, Series 7, Series 24, Series 52TO, Series 63, Series 65Clean record20 years registeredFRANCIS FINANCIAL GROUP, LLC

400 POYDRAS STREET, NEW ORLEANS, LA 70130CRD# 2133216Firm CRD# 113205

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Stephen Michael Daste · NEW ORLEANS, LA

Registration

CRD #2133216 · FRANCIS FINANCIAL GROUP, LLC · 20 years registered

Brand Profile

Not yet started

Career History

EDWARD JONES

Oct 2022 – present

RAYMOND JAMES & ASSOCIATES, INC.

Mar 2018 – Oct 2022

NEW ORLEANS, LA

FFC CAPITAL MANAGEMENT

Oct 2006 – Nov 2018

NEW ORLEANS, LA

FSC SECURITIES CORPORATION

Jul 2006 – Sep 2006

NEW ORLEANS, LA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 52TO

Series 63

Series 65

Registration record

First registered · July 25, 2006

Years registered · 20

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

FRANCIS FINANCIAL GROUP, LLC

CRD 113205 · SEC 801-62828

AUM

$430M

Regulatory assets under management

Employees

144 client accounts

Services offered by FRANCIS FINANCIAL GROUP, LLC

Per Form ADV

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

Nonprofits & Foundations

View all advisors at FRANCIS FINANCIAL GROUP, LLC →

Introduction

Speak with Stephen

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Stephen is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in NEW ORLEANS?

Browse all registered financial advisors in NEW ORLEANS, Louisiana or claim this profile if it's yours.

Browse NEW ORLEANS Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Stephen Michael Daste offer?

Stephen Michael Daste specializes in Investment Management, Wealth Management. Contact their office in NEW ORLEANS, Louisiana for a consultation.

What are Stephen Michael Daste's credentials?

Stephen Michael Daste is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Stephen Michael Daste located?

Stephen Michael Daste is based in NEW ORLEANS, Louisiana, working with FRANCIS FINANCIAL GROUP, LLC. Their office serves clients in the NEW ORLEANS metropolitan area and surrounding communities.

How does Stephen Michael Daste charge for services?

Stephen Michael Daste's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is FRANCIS FINANCIAL GROUP, LLC?

FRANCIS FINANCIAL GROUP, LLC has approximately 4 employees and manages $430M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →