Unclaimed Profile

Andrew Brian Noto

PLANNING ASSOCIATES WEALTH MANAGEMENT, LLC·METAIRIE, Louisiana

SIE, Series 7, Series 7TO, Series 63, Series 66Clean record10 years registeredPLANNING ASSOCIATES WEALTH MANAGEMENT, LLC

ONE GALLERIA BOULEVARD, METAIRIE, LA 70001CRD# 6450827Firm CRD# 305339

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Andrew Brian Noto · METAIRIE, LA

Registration

CRD #6450827 · PLANNING ASSOCIATES WEALTH MANAGEMENT, LLC · 10 years registered

Brand Profile

Not yet started

Career History

RBC CAPITAL MARKETS, LLC

Oct 2025 – present

UBS FINANCIAL SERVICES INC.

Nov 2022 – Nov 2025

NEW ORLEANS, LA

PLANNING ASSOCIATES WEALTH MANAGEMENT, LLC

Sep 2019 – Nov 2022

METAIRIE, LA

INFINEX INVESTMENTS, INC.

Feb 2017 – Jul 2019

METAIRIE, LA

AMERIPRISE FINANCIAL SERVICES, INC.

Apr 2016 – Feb 2017

NEW ORLEANS, LA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 7TO

Series 63

Series 66

Registration record

First registered · April 11, 2016

Years registered · 10

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

PLANNING ASSOCIATES WEALTH MANAGEMENT, LLC

CRD 305339 · SEC 801-117303

AUM

$47M

Regulatory assets under management

Employees

150 client accounts

Services offered by PLANNING ASSOCIATES WEALTH MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at PLANNING ASSOCIATES WEALTH MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Andrew Brian Noto offer?

Andrew Brian Noto specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in METAIRIE, Louisiana for a consultation.

What are Andrew Brian Noto's credentials?

Andrew Brian Noto is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Andrew Brian Noto located?

Andrew Brian Noto is based in METAIRIE, Louisiana, working with PLANNING ASSOCIATES WEALTH MANAGEMENT, LLC. Their office serves clients in the METAIRIE metropolitan area and surrounding communities.

How does Andrew Brian Noto charge for services?

Andrew Brian Noto's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is PLANNING ASSOCIATES WEALTH MANAGEMENT, LLC?

PLANNING ASSOCIATES WEALTH MANAGEMENT, LLC has approximately 2 employees and manages $47M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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