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Gregory Paul Ricks

GREGORY RICKS LLC·METAIRIE, Louisiana
GREGORY RICKS LLC
2800 VETERANS MEMORIAL BOULEVARD, METAIRIE, LA 70002CRD# 1060841Firm CRD# 159495

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Gregory Paul Ricks · METAIRIE, LA
Registration
CRD #1060841 · GREGORY RICKS LLC
Brand Profile
Not yet started
Disclosure history
1 disclosure on file · See FINRA BrokerCheck for full record
01

About

Gregory Paul Ricks is a registered financial advisor based in METAIRIE, Louisiana, affiliated with GREGORY RICKS LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Investment Management
Client Types
Individuals
Nonprofits & Foundations
Introduction

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03

Firm Overview

Firm
GREGORY RICKS LLC
GREGORY RICKS LLC DBA GREGORY RICKS & ASSOCIATES
AUM
$124M
Regulatory assets under management
Employees
12
Total firm employees
Services
Portfolio management (individuals)
Security ratings or pricing services
Market timing services
Charitable organization or education services
04

Background

Compensation
Percentage of AUM
Fixed fees
Subscription fees
Other: SOLICITOR/REFERRAL FEES
Regulatory
SEC/IARD CRD# 1060841
Firm CRD# 159495
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Gregory Paul Ricks offer?
Gregory Paul Ricks specializes in Investment Management. Contact their office in METAIRIE, Louisiana for a consultation.
What are Gregory Paul Ricks's credentials?
Gregory Paul Ricks is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Gregory Paul Ricks located?
Gregory Paul Ricks is based in METAIRIE, Louisiana, working with GREGORY RICKS LLC. Their office serves clients in the METAIRIE metropolitan area and surrounding communities.
How does Gregory Paul Ricks charge for services?
Gregory Paul Ricks's firm is compensated through percentage of aum, fixed fees, subscription fees, other: solicitor/referral fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is GREGORY RICKS LLC?
GREGORY RICKS LLC has approximately 12 employees and manages $124M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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