Unclaimed Profile

Gregory Paul Ricks

GREGORY RICKS LLC·METAIRIE, Louisiana

Series 6, Series 26, Series 6514 years registeredGREGORY RICKS LLC

2800 VETERANS MEMORIAL BOULEVARD, METAIRIE, LA 70002CRD# 1060841Firm CRD# 159495

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Gregory Paul Ricks · METAIRIE, LA

Registration

CRD #1060841 · GREGORY RICKS LLC · 14 years registered

Brand Profile

Not yet started

Career History

AE WEALTH MANAGEMENT, LLC

May 2019 – present

J. W. COLE ADVISORS, INC.

Apr 2019 – May 2019

Metairie, LA

GLOBAL FINANCIAL PRIVATE CAPITAL, LLC

Oct 2017 – Apr 2019

METAIRIE, LA

GREGORY RICKS LLC DBA GREGORY RICKS & ASSOCIATES

Jun 2012 – Nov 2017

METAIRIE, LA

Registrations & Exams

FINRA examinations passed

Series 6

Series 26

Series 65

Registration record

First registered · June 4, 2012

Years registered · 14

Disclosure History

2017Customer Dispute·Settled

2016Customer Dispute·Settled

2 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

GREGORY RICKS LLC

CRD 159495 · SEC 801-107520

AUM

$124M

Regulatory assets under management

Employees

4,265 client accounts

Services offered by GREGORY RICKS LLC

Per Form ADV

Portfolio management (individuals)

Security ratings or pricing services

Market timing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

Nonprofits & Foundations

View all advisors at GREGORY RICKS LLC →

Introduction

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Frequently Asked Questions

What services does Gregory Paul Ricks offer?

Gregory Paul Ricks specializes in Investment Management. Contact their office in METAIRIE, Louisiana for a consultation.

What are Gregory Paul Ricks's credentials?

Gregory Paul Ricks is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Gregory Paul Ricks located?

Gregory Paul Ricks is based in METAIRIE, Louisiana, working with GREGORY RICKS LLC. Their office serves clients in the METAIRIE metropolitan area and surrounding communities.

How does Gregory Paul Ricks charge for services?

Gregory Paul Ricks's firm is compensated through percentage of aum, fixed fees, subscription fees, other: solicitor/referral fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is GREGORY RICKS LLC?

GREGORY RICKS LLC has approximately 12 employees and manages $124M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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