Unclaimed Profile

Walter Alexis Morales

COMMONWEALTH ADVISORS INC·BATON ROUGE, Louisiana

Series 3, Series 7, Series 15, Series 24, Series 63CFP CFA27 years registeredCOMMONWEALTH ADVISORS INC

315 THIRD STREET, BATON ROUGE, LA 70801CRD# 1302597Firm CRD# 106401

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Walter Alexis Morales · BATON ROUGE, LA

Registration

CRD #1302597 · COMMONWEALTH ADVISORS INC · 27 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: COMMONWEALTH ADVISORS INC

COMMONWEALTH ADVISORS INC

May 1999 – Dec 2013

BATON ROUGE, LA

Registrations & Exams

FINRA examinations passed

Series 3

Series 7

Series 15

Series 24

Series 63

Registration record

First registered · May 14, 1999

Years registered · 27

Professional designations · CFP, CFA

Disclosure History

2018Regulatory·Final

2012Civil·Final

2 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD. Resolutions may have changed since.

Firm Overview

Firm

COMMONWEALTH ADVISORS INC

CRD 106401 · SEC 801-39749

AUM

$55M

Regulatory assets under management

Employees

11 client accounts

Services offered by COMMONWEALTH ADVISORS INC

Per Form ADV

Portfolio management (individuals)

Pension consulting

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

View all advisors at COMMONWEALTH ADVISORS INC →

Introduction

Speak with Walter

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Walter is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in BATON ROUGE?

Browse all registered financial advisors in BATON ROUGE, Louisiana or claim this profile if it's yours.

Browse BATON ROUGE Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Walter Alexis Morales offer?

Walter Alexis Morales specializes in Investment Management, Retirement Planning, Wealth Management.

What are Walter Alexis Morales's credentials?

Walter Alexis Morales holds the following professional designations: CFP, CFA. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Walter Alexis Morales located?

Walter Alexis Morales is based in BATON ROUGE, Louisiana, last registered with COMMONWEALTH ADVISORS INC.

How does Walter Alexis Morales charge for services?

Walter Alexis Morales's firm is compensated through percentage of aum, hourly charges, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is COMMONWEALTH ADVISORS INC?

COMMONWEALTH ADVISORS INC has approximately 3 employees and manages $55M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →