Unclaimed Profile

James Lee Pope

DIVERSIFIED INVESTMENT STRATEGIES, LLC·BATON ROUGE, Louisiana

Series 7, Series 63, Series 65Clean record22 years registeredDIVERSIFIED INVESTMENT STRATEGIES, LLC

4870 BLUEBONNET BLVD., BATON ROUGE, LA 70809CRD# 3181641Firm CRD# 142202

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James Lee Pope · BATON ROUGE, LA

Registration

CRD #3181641 · DIVERSIFIED INVESTMENT STRATEGIES, LLC · 22 years registered

Brand Profile

Not yet started

Career History

ADVISOR.INVESTMENTS

Nov 2006 – present

SECURITIES AMERICA ADVISORS, INC.

Apr 2004 – Nov 2006

BATON ROUGE, LA

Registrations & Exams

FINRA examinations passed

Series 7

Series 63

Series 65

Registration record

First registered · April 22, 2004

Years registered · 22

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

DIVERSIFIED INVESTMENT STRATEGIES, LLC

CRD 142202 · SEC 801-67260

AUM

$186M

Regulatory assets under management

Employees

318 client accounts

Services offered by DIVERSIFIED INVESTMENT STRATEGIES, LLC

Per Form ADV

Portfolio management (individuals)

Market timing services

Charitable organization or education services

Other

Client types served by the firm

Per Form ADV

Individuals

Nonprofits & Foundations

View all advisors at DIVERSIFIED INVESTMENT STRATEGIES, LLC →

Introduction

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Frequently Asked Questions

What services does James Lee Pope offer?

James Lee Pope specializes in Investment Management. Contact their office in BATON ROUGE, Louisiana for a consultation.

What are James Lee Pope's credentials?

James Lee Pope is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is James Lee Pope located?

James Lee Pope is based in BATON ROUGE, Louisiana, working with DIVERSIFIED INVESTMENT STRATEGIES, LLC. Their office serves clients in the BATON ROUGE metropolitan area and surrounding communities.

How does James Lee Pope charge for services?

James Lee Pope's firm is compensated through percentage of aum, commissions, performance-based fees, other: fees for tax preparation. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is DIVERSIFIED INVESTMENT STRATEGIES, LLC?

DIVERSIFIED INVESTMENT STRATEGIES, LLC has approximately 5 employees and manages $186M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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