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Willie Gerald Warrington

COMMONWEALTH ADVISORS INC·BATON ROUGE, Louisiana
Series 7, Series 9, Series 10, Series 63, Series 65Clean record25 years registeredCOMMONWEALTH ADVISORS INC
315 THIRD STREET, BATON ROUGE, LA 70801CRD# 2634363Firm CRD# 106401

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Willie Gerald Warrington · BATON ROUGE, LA
Registration
CRD #2634363 · COMMONWEALTH ADVISORS INC · 25 years registered
Brand Profile
Not yet started
01

Career History

3RD STREET CAPITAL MANAGEMENT L.L.C.
Mar 2013 – present
COMMONWEALTH ADVISORS INC
Sep 2004 – Mar 2013
MOBILE, AL
CHARLES SCHWAB & CO., INC.
Aug 2000 – Sep 2004
MOBILE, AL
02

Registrations & Exams

FINRA examinations passed
Series 7
Series 9
Series 10
Series 63
Series 65
Registration record
First registered · August 30, 2000
Years registered · 25
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
COMMONWEALTH ADVISORS INC
CRD 106401 · SEC 801-39749
AUM
$55M
Regulatory assets under management
Employees
3
11 client accounts
Services offered by COMMONWEALTH ADVISORS INC
Per Form ADV
Portfolio management (individuals)
Pension consulting
Selection of other advisers
Client types served by the firm
Per Form ADV
Individuals
Pension & Retirement Plans
View all advisors at COMMONWEALTH ADVISORS INC →
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05

Frequently Asked Questions

What services does Willie Gerald Warrington offer?
Willie Gerald Warrington specializes in Investment Management, Retirement Planning, Wealth Management. Contact their office in BATON ROUGE, Louisiana for a consultation.
What are Willie Gerald Warrington's credentials?
Willie Gerald Warrington is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Willie Gerald Warrington located?
Willie Gerald Warrington is based in BATON ROUGE, Louisiana, working with COMMONWEALTH ADVISORS INC. Their office serves clients in the BATON ROUGE metropolitan area and surrounding communities.
How does Willie Gerald Warrington charge for services?
Willie Gerald Warrington's firm is compensated through percentage of aum, hourly charges, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is COMMONWEALTH ADVISORS INC?
COMMONWEALTH ADVISORS INC has approximately 3 employees and manages $55M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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CFPCFA

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