Unclaimed Profile

Jason Peter Windham

SHOBE & ASSOCIATES, INC·BATON ROUGE, Louisiana

SIE, Series 7, Series 24, Series 63CFP ChFCClean record24 years registeredSHOBE & ASSOCIATES, INC

8280 YMCA PLAZA DRIVE, BATON ROUGE, LA 70810CRD# 3051908Firm CRD# 114975

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Jason Peter Windham · BATON ROUGE, LA

Registration

CRD #3051908 · SHOBE & ASSOCIATES, INC · 24 years registered

Brand Profile

Not yet started

Career History

CWM, LLC

Mar 2023 – present

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Jan 2009 – Nov 2009

BATON ROUGE, LA

RAYMOND JAMES FINANCIAL SERVICES

Jun 2005 – Jan 2009

BATON ROUGE, LA

THE SHOBE FINANCIAL GROUP

May 2002 – May 2023

BATON ROUGE, LA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 63

Registration record

First registered · May 23, 2002

Years registered · 24

Professional designations · CFP, ChFC

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

SHOBE & ASSOCIATES, INC

CRD 114975 · SEC 801-70323

AUM

$397M

Regulatory assets under management

Employees

299 client accounts

Services offered by SHOBE & ASSOCIATES, INC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at SHOBE & ASSOCIATES, INC →

Introduction

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Frequently Asked Questions

What services does Jason Peter Windham offer?

Jason Peter Windham specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in BATON ROUGE, Louisiana for a consultation.

What are Jason Peter Windham's credentials?

Jason Peter Windham holds the following professional designations: CFP, ChFC. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Jason Peter Windham located?

Jason Peter Windham is based in BATON ROUGE, Louisiana, working with SHOBE & ASSOCIATES, INC. Their office serves clients in the BATON ROUGE metropolitan area and surrounding communities.

How does Jason Peter Windham charge for services?

Jason Peter Windham's firm is compensated through percentage of aum, hourly charges, subscription fees, other: third party advisory fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SHOBE & ASSOCIATES, INC?

SHOBE & ASSOCIATES, INC has approximately 21 employees and manages $397M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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