Unclaimed Profile

Edward Louis Shobe

SHOBE & ASSOCIATES, INC·BATON ROUGE, Louisiana

SIE, Series 7, Series 24, Series 51, Series 6341 years registeredSHOBE & ASSOCIATES, INC

8280 YMCA PLAZA DRIVE, BATON ROUGE, LA 70810CRD# 1134702Firm CRD# 114975

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Edward Louis Shobe · BATON ROUGE, LA

Registration

CRD #1134702 · SHOBE & ASSOCIATES, INC · 41 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: SHOBE & ASSOCIATES, INC

CWM, LLC

Mar 2023 – Aug 2025

Baton Rouge, LA

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Jan 2009 – Nov 2009

BATON ROUGE, LA

RAYMOND JAMES FINANCIAL SERVICES

Jun 2005 – Jan 2009

BATON ROUGE, LA

THE SHOBE FINANCIAL GROUP

Nov 1984 – May 2023

BATON ROUGE, LA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 51

Series 63

Registration record

First registered · November 1, 1984

Years registered · 41

Disclosure History

1996Customer Dispute·Settled

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

SHOBE & ASSOCIATES, INC

CRD 114975 · SEC 801-70323

AUM

$397M

Regulatory assets under management

Employees

299 client accounts

Services offered by SHOBE & ASSOCIATES, INC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at SHOBE & ASSOCIATES, INC →

Introduction

Speak with Edward

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Edward is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in BATON ROUGE?

Browse all registered financial advisors in BATON ROUGE, Louisiana or claim this profile if it's yours.

Browse BATON ROUGE Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Edward Louis Shobe offer?

Edward Louis Shobe specializes in Financial Planning, Investment Management, Wealth Management.

What are Edward Louis Shobe's credentials?

Edward Louis Shobe is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Edward Louis Shobe located?

Edward Louis Shobe is based in BATON ROUGE, Louisiana, last registered with SHOBE & ASSOCIATES, INC.

How does Edward Louis Shobe charge for services?

Edward Louis Shobe's firm is compensated through percentage of aum, hourly charges, subscription fees, other: third party advisory fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SHOBE & ASSOCIATES, INC?

SHOBE & ASSOCIATES, INC has approximately 21 employees and manages $397M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →