Unclaimed Profile

Brian Wesley Low

BRIAN LOW FINANCIAL GROUP, LLC·BATON ROUGE, Louisiana

SIE, Series 6, Series 7, Series 63, Series 6519 years registeredBRIAN LOW FINANCIAL GROUP, LLC

4463 BLUEBONNET BOULEVARD, BATON ROUGE, LA 70809CRD# 3097163Firm CRD# 306346

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Brian Wesley Low · BATON ROUGE, LA

Registration

CRD #3097163 · BRIAN LOW FINANCIAL GROUP, LLC · 19 years registered

Brand Profile

Not yet started

Career History

BRIAN LOW FINANCIAL GROUP, LLC

Dec 2019 – present

MADISON AVENUE SECURITIES, LLC

Jun 2017 – Dec 2020

Baton Rouge, LA

INVESTMENT ADVISORS CORP

Oct 2008 – Jun 2017

BATON ROUGE, LA

NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)

May 2007 – Oct 2008

BATON ROUGE, LA

ING FINANCIAL PARTNERS, INC

Jan 2007 – May 2007

BATON ROUGE, LA

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 63

Series 65

Registration record

First registered · January 19, 2007

Years registered · 19

Disclosure History

2002Customer Dispute·Closed-No Action

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

BRIAN LOW FINANCIAL GROUP, LLC

CRD 306346 · SEC 801-126895

AUM

$149M

Regulatory assets under management

Employees

1,061 client accounts

Services offered by BRIAN LOW FINANCIAL GROUP, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at BRIAN LOW FINANCIAL GROUP, LLC →

Introduction

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Frequently Asked Questions

What services does Brian Wesley Low offer?

Brian Wesley Low specializes in Financial Planning, Investment Management. Contact their office in BATON ROUGE, Louisiana for a consultation.

What are Brian Wesley Low's credentials?

Brian Wesley Low is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Brian Wesley Low located?

Brian Wesley Low is based in BATON ROUGE, Louisiana, working with BRIAN LOW FINANCIAL GROUP, LLC. Their office serves clients in the BATON ROUGE metropolitan area and surrounding communities.

How does Brian Wesley Low charge for services?

Brian Wesley Low's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is BRIAN LOW FINANCIAL GROUP, LLC?

BRIAN LOW FINANCIAL GROUP, LLC has approximately 7 employees and manages $149M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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