Unclaimed Profile

Steven Richard Mills

PRIVATE CLIENT SERVICES, LLC·LOUISVILLE, Kentucky

SIE, Series 7, Series 9, Series 10, Series 31, Series 63, Series 65, Series 99TOClean record20 years registeredPRIVATE CLIENT SERVICES, LLC

2225 LEXINGTON ROAD, LOUISVILLE, KY 40206CRD# 3133520Firm CRD# 120222

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Steven Richard Mills · LOUISVILLE, KY

Registration

CRD #3133520 · PRIVATE CLIENT SERVICES, LLC · 20 years registered

Brand Profile

Not yet started

Career History

PRIVATE CLIENT SERVICES, LLC

Jan 2022 – present

PRIVATE CLIENT SERVICES, LLC

Nov 2021 – present

APOLLON WEALTH MANAGEMENT, LLC

Jul 2019 – Dec 2021

MOUNT PLEASANT, SC

LPL FINANCIAL LLC

May 2014 – Apr 2019

FORT MILL, SC

WELLS FARGO ADVISORS, LLC

Jan 2006 – Apr 2014

CHARLOTTE, NC

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 9

Series 10

Series 31

Series 63

Series 65

Series 99TO

Registration record

First registered · January 19, 2006

Years registered · 20

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

PRIVATE CLIENT SERVICES, LLC

CRD 120222 · SEC 801-71475

AUM

$846M

Regulatory assets under management

Employees

2,890 client accounts

Services offered by PRIVATE CLIENT SERVICES, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at PRIVATE CLIENT SERVICES, LLC →

Introduction

Speak with Steven Richard

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Steven Richard is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in LOUISVILLE?

Browse all registered financial advisors in LOUISVILLE, Kentucky or claim this profile if it's yours.

Browse LOUISVILLE Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Steven Richard Mills offer?

Steven Richard Mills specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in LOUISVILLE, Kentucky for a consultation.

What are Steven Richard Mills's credentials?

Steven Richard Mills is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Steven Richard Mills located?

Steven Richard Mills is based in LOUISVILLE, Kentucky, working with PRIVATE CLIENT SERVICES, LLC. Their office serves clients in the LOUISVILLE metropolitan area and surrounding communities.

How does Steven Richard Mills charge for services?

Steven Richard Mills's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is PRIVATE CLIENT SERVICES, LLC?

PRIVATE CLIENT SERVICES, LLC has approximately 60 employees and manages $846M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →