Unclaimed Profile

Ernest Aubrey Sampson

PRIVATE CLIENT SERVICES, LLC·LOUISVILLE, Kentucky

SIE, Series 6, Series 7, Series 24, Series 52TO, Series 53, Series 63, Series 99TOChFCClean record34 years registeredPRIVATE CLIENT SERVICES, LLC

2225 LEXINGTON ROAD, LOUISVILLE, KY 40206CRD# 2001651Firm CRD# 120222

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Ernest Aubrey Sampson · LOUISVILLE, KY

Registration

CRD #2001651 · PRIVATE CLIENT SERVICES, LLC · 34 years registered

Brand Profile

Not yet started

Career History

PRIVATE CLIENT SERVICES, LLC

Nov 2001 – present

1717 CAPITAL MANAGEMENT COMPANY

Sep 1991 – Sep 2003

LOUISVILLE, KY

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 24

Series 52TO

Series 53

Series 63

Series 99TO

Registration record

First registered · September 19, 1991

Years registered · 34

Professional designation · ChFC

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

PRIVATE CLIENT SERVICES, LLC

CRD 120222 · SEC 801-71475

AUM

$846M

Regulatory assets under management

Employees

2,890 client accounts

Services offered by PRIVATE CLIENT SERVICES, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at PRIVATE CLIENT SERVICES, LLC →

Introduction

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Frequently Asked Questions

What services does Ernest Aubrey Sampson offer?

Ernest Aubrey Sampson specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in LOUISVILLE, Kentucky for a consultation.

What are Ernest Aubrey Sampson's credentials?

Ernest Aubrey Sampson holds the following professional designations: ChFC. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Ernest Aubrey Sampson located?

Ernest Aubrey Sampson is based in LOUISVILLE, Kentucky, working with PRIVATE CLIENT SERVICES, LLC. Their office serves clients in the LOUISVILLE metropolitan area and surrounding communities.

How does Ernest Aubrey Sampson charge for services?

Ernest Aubrey Sampson's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is PRIVATE CLIENT SERVICES, LLC?

PRIVATE CLIENT SERVICES, LLC has approximately 60 employees and manages $846M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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