Unclaimed Profile

Thomas Parmelee Dupree

DUPREE FINANCIAL GROUP, LLC·LEXINGTON, Kentucky

Series 7, Series 9, Series 10, Series 63, Series 65Clean record23 years registeredDUPREE FINANCIAL GROUP, LLC

237 EAST MAIN STREET, LEXINGTON, KY 40507CRD# 860749Firm CRD# 131091

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Thomas Parmelee Dupree · LEXINGTON, KY

Registration

CRD #860749 · DUPREE FINANCIAL GROUP, LLC · 23 years registered

Brand Profile

Not yet started

Career History

DUPREE FINANCIAL GROUP, LLC

Jun 2010 – present

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

May 2010 – May 2010

SAINT PETERSBURG, FL

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Jun 2009 – May 2010

LEXINGTON, KY

DUPREE FINANCIAL GROUP

Jun 2005 – Jun 2005

LEXINGTON, KY

UBS FINANCIAL SERVICES INC.

Sep 2002 – Jul 2003

LEXINGTON, KY

Registrations & Exams

FINRA examinations passed

Series 7

Series 9

Series 10

Series 63

Series 65

Registration record

First registered · September 19, 2002

Years registered · 23

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

DUPREE FINANCIAL GROUP, LLC

CRD 131091 · SEC 801-71497

AUM

$283M

Regulatory assets under management

Employees

1,563 client accounts

Services offered by DUPREE FINANCIAL GROUP, LLC

Per Form ADV

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

View all advisors at DUPREE FINANCIAL GROUP, LLC →

Introduction

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Frequently Asked Questions

What services does Thomas Parmelee Dupree offer?

Thomas Parmelee Dupree specializes in Investment Management, Fee-Only Advisory. Contact their office in LEXINGTON, Kentucky for a consultation.

What are Thomas Parmelee Dupree's credentials?

Thomas Parmelee Dupree is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Thomas Parmelee Dupree located?

Thomas Parmelee Dupree is based in LEXINGTON, Kentucky, working with DUPREE FINANCIAL GROUP, LLC. Their office serves clients in the LEXINGTON metropolitan area and surrounding communities.

How does Thomas Parmelee Dupree charge for services?

Thomas Parmelee Dupree's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is DUPREE FINANCIAL GROUP, LLC?

DUPREE FINANCIAL GROUP, LLC has approximately 5 employees and manages $283M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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