Unclaimed Profile

Geoffrey Kevin Metzler

FWG INVESTMENTS, LLC·LEXINGTON, Kentucky

Series 6, Series 63, Series 6525 years registeredFWG INVESTMENTS, LLC

2704 OLD ROSEBUD ROAD, LEXINGTON, KY 40509CRD# 1355310Firm CRD# 284064

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Geoffrey Kevin Metzler · LEXINGTON, KY

Registration

CRD #1355310 · FWG INVESTMENTS, LLC · 25 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: FWG INVESTMENTS, LLC

FWG INVESTMENTS, LLC

Jan 2017 – Dec 2023

Lexington, KY

GLOBAL FINANCIAL PRIVATE CAPITAL, LLC

Jan 2011 – Jan 2017

LEXINGTON, KY

JEFFERSON PILOT SECURITIES CORP

Mar 2001 – Apr 2007

LEXINGTON, KY

Registrations & Exams

FINRA examinations passed

Series 6

Series 63

Series 65

Registration record

First registered · March 6, 2001

Years registered · 25

Disclosure History

2018Customer Dispute·Pending

2018Investigation

2015Customer Dispute·Settled

4 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD. Resolutions may have changed since.

Firm Overview

Firm

FWG INVESTMENTS, LLC

CRD 284064 · SEC 801-112954

AUM

$206M

Regulatory assets under management

Employees

2,659 client accounts

Services offered by FWG INVESTMENTS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Market timing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at FWG INVESTMENTS, LLC →

Introduction

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Frequently Asked Questions

What services does Geoffrey Kevin Metzler offer?

Geoffrey Kevin Metzler specializes in Financial Planning, Investment Management.

What are Geoffrey Kevin Metzler's credentials?

Geoffrey Kevin Metzler is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Geoffrey Kevin Metzler located?

Geoffrey Kevin Metzler is based in LEXINGTON, Kentucky, last registered with FWG INVESTMENTS, LLC.

How does Geoffrey Kevin Metzler charge for services?

Geoffrey Kevin Metzler's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is FWG INVESTMENTS, LLC?

FWG INVESTMENTS, LLC has approximately 24 employees and manages $206M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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