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Stephen Douglas Thomas

CAREY, THOMAS, HOOVER & BREAULT ADVISORS, INC.·WICHITA, Kansas
CAREY, THOMAS, HOOVER & BREAULT ADVISORS, INC.
8080 E. CENTRAL, WICHITA, KS 67206CRD# 445430Firm CRD# 155330

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Stephen Douglas Thomas · WICHITA, KS
Registration
CRD #445430 · CAREY, THOMAS, HOOVER & BREAULT ADVISORS, INC.
Brand Profile
Not yet started
Disclosure history
4 disclosures on file · See FINRA BrokerCheck for full record
01

About

Stephen Douglas Thomas is a registered financial advisor based in WICHITA, Kansas, affiliated with CAREY, THOMAS, HOOVER & BREAULT ADVISORS, INC.. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Investment Management
Wealth Management
Fee-Only Advisory
Client Types
Individuals
Introduction

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03

Firm Overview

Firm
CAREY, THOMAS, HOOVER & BREAULT ADVISORS, INC.
CAREY, THOMAS, HOOVER & BREAULT ADVISORS
AUM
$188M
Regulatory assets under management
Employees
17
Total firm employees
View all advisors at CAREY, THOMAS, HOOVER & BREAULT ADVISORS, INC. →
Services
Portfolio management (individuals)
Selection of other advisers
Security ratings or pricing services
Other advisory services
04

Background

Compensation
Percentage of AUM
Regulatory
SEC/IARD CRD# 445430
Firm CRD# 155330
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Stephen Douglas Thomas offer?
Stephen Douglas Thomas specializes in Investment Management, Wealth Management, Fee-Only Advisory. Contact their office in WICHITA, Kansas for a consultation.
What are Stephen Douglas Thomas's credentials?
Stephen Douglas Thomas is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Stephen Douglas Thomas located?
Stephen Douglas Thomas is based in WICHITA, Kansas, working with CAREY, THOMAS, HOOVER & BREAULT ADVISORS, INC.. Their office serves clients in the WICHITA metropolitan area and surrounding communities.
How does Stephen Douglas Thomas charge for services?
Stephen Douglas Thomas's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is CAREY, THOMAS, HOOVER & BREAULT ADVISORS, INC.?
CAREY, THOMAS, HOOVER & BREAULT ADVISORS, INC. has approximately 17 employees and manages $188M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at CAREY, THOMAS, HOOVER & BREAULT ADVISORS, INC.

Jeffrey Allen Breault
WICHITA, KS
John Rigby Carey
WICHITA, KS
Thomas Paul Hoover
WICHITA, KS

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