Unclaimed Profile

Stephen Douglas Thomas

CAREY, THOMAS, HOOVER & BREAULT ADVISORS, INC.·WICHITA, Kansas

SIE, Series 1, Series 24, Series 27, Series 31, Series 63, Series 6624 years registeredCAREY, THOMAS, HOOVER & BREAULT ADVISORS, INC.

8080 E. CENTRAL, WICHITA, KS 67206CRD# 445430Firm CRD# 155330

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Stephen Douglas Thomas · WICHITA, KS

Registration

CRD #445430 · CAREY, THOMAS, HOOVER & BREAULT ADVISORS, INC. · 24 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: CAREY, THOMAS, HOOVER & BREAULT ADVISORS, INC.

KESTRA ADVISORY SERVICES, LLC

Oct 2016 – Apr 2020

Wichita, KS

CAREY, THOMAS, HOOVER & BREAULT ADVISORS

Nov 2010 – Dec 2016

WICHITA, KS

CAREY, THOMAS, HOOVER, & BREAULT, INC.

Apr 2002 – Dec 2011

WICHITA, KS

BTS ASSET MANAGEMENT, INC.

Mar 2002 – Dec 2003

WICHITA, KS

Registrations & Exams

FINRA examinations passed

SIE

Series 1

Series 24

Series 27

Series 31

Series 63

Series 66

Registration record

First registered · March 15, 2002

Years registered · 24

Disclosure History

2020Customer Dispute·Denied

1996Customer Dispute·Settled

1995Regulatory·Final

3 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

CAREY, THOMAS, HOOVER & BREAULT ADVISORS, INC.

CRD 155330 · SEC 801-71905

AUM

$188M

Regulatory assets under management

Employees

1,090 client accounts

Services offered by CAREY, THOMAS, HOOVER & BREAULT ADVISORS, INC.

Per Form ADV

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Other advisory services

Client types served by the firm

Per Form ADV

Individuals

View all advisors at CAREY, THOMAS, HOOVER & BREAULT ADVISORS, INC. →

Introduction

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Frequently Asked Questions

What services does Stephen Douglas Thomas offer?

Stephen Douglas Thomas specializes in Investment Management, Wealth Management, Fee-Only Advisory.

What are Stephen Douglas Thomas's credentials?

Stephen Douglas Thomas is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Stephen Douglas Thomas located?

Stephen Douglas Thomas is based in WICHITA, Kansas, last registered with CAREY, THOMAS, HOOVER & BREAULT ADVISORS, INC..

How does Stephen Douglas Thomas charge for services?

Stephen Douglas Thomas's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CAREY, THOMAS, HOOVER & BREAULT ADVISORS, INC.?

CAREY, THOMAS, HOOVER & BREAULT ADVISORS, INC. has approximately 17 employees and manages $188M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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