Unclaimed Profile

John Rigby Carey

CAREY, THOMAS, HOOVER & BREAULT ADVISORS, INC.·WICHITA, Kansas

SIE, Series 4, Series 7, Series 24, Series 27, Series 40, Series 52TO, Series 63, Series 65, Series 99TO22 years registeredCAREY, THOMAS, HOOVER & BREAULT ADVISORS, INC.

8080 E. CENTRAL, WICHITA, KS 67206CRD# 846339Firm CRD# 155330

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

John Rigby Carey · WICHITA, KS

Registration

CRD #846339 · CAREY, THOMAS, HOOVER & BREAULT ADVISORS, INC. · 22 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: CAREY, THOMAS, HOOVER & BREAULT ADVISORS, INC.

KESTRA ADVISORY SERVICES, LLC

Oct 2016 – Mar 2023

Wichita, KS

CAREY, THOMAS, HOOVER & BREAULT ADVISORS

Nov 2010 – Dec 2016

WICHITA, KS

CAREY, THOMAS, HOOVER, & BREAULT, INC.

May 2004 – Dec 2010

WICHITA, KS

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 7

Series 24

Series 27

Series 40

Series 52TO

Series 63

Series 65

Series 99TO

Registration record

First registered · May 13, 2004

Years registered · 22

Disclosure History

1996Customer Dispute·Settled

1996Regulatory·Final

1995Regulatory·Final

1994Customer Dispute·Settled

1981Regulatory·Final

5 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

CAREY, THOMAS, HOOVER & BREAULT ADVISORS, INC.

CRD 155330 · SEC 801-71905

AUM

$188M

Regulatory assets under management

Employees

1,090 client accounts

Services offered by CAREY, THOMAS, HOOVER & BREAULT ADVISORS, INC.

Per Form ADV

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Other advisory services

Client types served by the firm

Per Form ADV

Individuals

View all advisors at CAREY, THOMAS, HOOVER & BREAULT ADVISORS, INC. →

Introduction

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Frequently Asked Questions

What services does John Rigby Carey offer?

John Rigby Carey specializes in Investment Management, Wealth Management, Fee-Only Advisory.

What are John Rigby Carey's credentials?

John Rigby Carey is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is John Rigby Carey located?

John Rigby Carey is based in WICHITA, Kansas, last registered with CAREY, THOMAS, HOOVER & BREAULT ADVISORS, INC..

How does John Rigby Carey charge for services?

John Rigby Carey's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CAREY, THOMAS, HOOVER & BREAULT ADVISORS, INC.?

CAREY, THOMAS, HOOVER & BREAULT ADVISORS, INC. has approximately 17 employees and manages $188M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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