Unclaimed Profile

Pamela Ann Smith

6 MERIDIAN LLC·WICHITA, Kansas

SIE, Series 6, Series 7, Series 22, Series 24, Series 31, Series 63, Series 65Clean record24 years registered6 MERIDIAN LLC

8301 E 21ST ST. NORTH, WICHITA, KS 67206CRD# 3111456Firm CRD# 283845

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Pamela Ann Smith · WICHITA, KS

Registration

CRD #3111456 · 6 MERIDIAN LLC · 24 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: 6 MERIDIAN LLC

HIGHTOWER ADVISORS, LLC

Oct 2022 – Jul 2024

Wichita, KS

HIGHTOWER 6M HOLDING, LLC

Jan 2022 – Nov 2022

WICHITA, KS

6 MERIDIAN LLC

Sep 2016 – Feb 2022

WICHITA, KS

MORGAN STANLEY

Jun 2009 – Sep 2016

WICHITA, KS

MORGAN STANLEY & CO. INCORPORATED

Jul 2008 – Jun 2009

WICHITA, KS

CITIGROUP GLOBAL MARKETS INC.

Sep 2002 – Jul 2008

WICHITA, KS

MORGAN STANLEY

Dec 2001 – Sep 2002

FAYETTEVILLE, NC

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 22

Series 24

Series 31

Series 63

Series 65

Registration record

First registered · December 31, 2001

Years registered · 24

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

6 MERIDIAN LLC

CRD 283845 · SEC 801-108131

AUM

$1.9B

Regulatory assets under management

Employees

3,907 client accounts

Services offered by 6 MERIDIAN LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Portfolio management (pooled investments)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

High Net Worth Individuals

View all advisors at 6 MERIDIAN LLC →

Introduction

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Frequently Asked Questions

What services does Pamela Ann Smith offer?

Pamela Ann Smith specializes in Financial Planning, Investment Management, Wealth Management.

What are Pamela Ann Smith's credentials?

Pamela Ann Smith is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Pamela Ann Smith located?

Pamela Ann Smith is based in WICHITA, Kansas, last registered with 6 MERIDIAN LLC.

How does Pamela Ann Smith charge for services?

Pamela Ann Smith's firm is compensated through percentage of aum, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is 6 MERIDIAN LLC?

6 MERIDIAN LLC has approximately 23 employees and manages $1.9B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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